Compliance Officer

Present Role

Reporting

Key Responsibilities:

We are looking for a Company Secretary, in our Merchant Banking team for handling the execution of Initial Public Offer. He/ She would be responsible for:

1.      Preparing the Draft Offer Document (DRHP/RHP/Prospectus) as per SEBI (LODR) and SEBI (ICDR) Regulations, 2018

2.      Carrying Secretarial Due Diligence of the client in terms of Companies Act, 2013.

3.      Liasoning with the client for IPO documentation.

4.      Ensuring compliances related to filing of IPO to Stock Exchanges, SEBI and ROC.

5.      Preparing/Reviewing draft resolutions in respect of bonus issue, private placement, Company conversion, Change in Board Constitution etc.

6.      Coordinating with the Company, Legal Advisors, Practicing Company Secretaries, Registrar & Transfer Agent, Stock Exchange, SEBI etc. throughout the IPO project

7.      Assisting Team Leader in all the IPO activities till listing of shares

8.      Briefing clients on post listing compliances

Knowledge, Skills & Abilities

1.      Qualified CS

2.      Minimum 3-4 years of experience

3.      Excellent interpersonal communication at all levels (verbal and written)

4.      Problem solving and analytical skills.

5.      Ability to multi-task and meet deadlines.

6.      Ability to cope with high levels of responsibility and with confidential matters.

Desired Qualification and Experience

1. CS with Minimum experience of 1 year

2. LLB preferred

3. Proficient in compliance, project completion, follow up

4. Ability to work collaboratively in a fast-paced environment