Compliance Monitoring Manager

Job Responsibilities:

• Deliver second line assurance reviews that form part of the CMP through methodical planning, robust testing, engaging stakeholder management and quality reporting writing.
• Recommendations actions and observations that add-value and are not tick box - ensure that the outcomes of the reports are pushing us forward.
• Provide insight to the business functions on other themes outside the immediate scope of reviews e.g. control scalability or efficiency.
• Engage with stakeholders in a way which elicits partnership and collaboration
• Help to develop the compliance enterprise-wide risk assessment and link this effectively to the compliance monitoring plan
• Help to develop monitoring activities through better use of data and AI - take us to the next level!

Desired Skills:

• Expertise and experience in regulatory compliance monitoring
• Strong understanding of the three lines of defence model
• Strong knowledge of FCA/PRA Handbooks and the UK regulatory framework as a whole, particularly how they pertain to our status as a dual-regulated bank and our specific product offerings.
• Dynamic attitude, constantly looking to add value and push OakNorth forward
• Willing to work outside core remit to the benefit of the Bank, your function and yourself
• Very strong report writing and organisational skills
• Great communicator and ability to influence stakeholders, particularly on why your report recommendations matter
• Can work in a flexible and scaling work environment