Compliance Manager - NBFC

Position Name - Compliance Manager - NBFC

Location - Mumbai

Experience Range -

Mandatory Requirement:

• Ensure compliance with

  RBI, SEBI, and other regulatory requirements

  applicable to NBFC operations.

Job Roles and Responsibilities:

• Ensure compliance with

  RBI, SEBI, and other regulatory requirements

  applicable to NBFC operations.
• Oversee regulatory filings, inspections, and ensure timely submissions.
• Draft, review, and update compliance policies, frameworks, and SOPs.
• Conduct compliance risk assessments and ensure robust monitoring mechanisms.
• Liaise with regulators, auditors, and internal stakeholders on compliance matters.
• Provide regular training and guidance to business teams on regulatory developments.
• Support the Group Compliance Head in designing and implementing compliance strategy and governance initiatives.
• Monitor and assess regulatory changes, highlighting business impact and necessary actions.

Qualification and Experience:

• Experience:

  12–15 years of proven experience in compliance within the

  NBFC sector

  .

• Education:

  Graduate/Postgraduate in Law, Finance, Commerce, or related field. Professional certifications (CS/CA/CFA/compliance certifications) will be an advantage.
• In-depth knowledge of

  RBI regulations, NBFC compliance frameworks, governance standards, and reporting requirements

  .
• Strong stakeholder management and communication skills with the ability to influence decision-making.
• High ethical standards, detail orientation, and ability to manage complex compliance issues.