34 Compliance Analyst Jobs - Page 2

Greenlight is an Atlanta-based fintech company that makes a debit card for kids and companion apps for the family. We proudly serve more than 4 million parents and kids, with in-app tools for sending money, setting savings goals, monitoring balances, managing chores, automating allowance and investing. But that s not all that we do. Here at Greenlight, we are on a mission to support parents and help every kid grow up to be financially healthy and happy. It s no small task, but it s the reason we leap out of bed every morning to come to work. Because creating a better, brighter future for kids depends on it. We are looking for a detail-oriented, curious, and strategic AML Compliance Analyst to join our compliance team at Greenlight. This person will play a key role in oversight and execution of all daily reviews related to KYC/CIP and ensure adherence to regulatory requirements inclusive of Bank Secrecy Act (BSA) and Sanctions. This exciting India-based AML compliance position will partner alongside an established US team and will report to Senior Manager, AML & Payments Compliance. What you will be doing: Complete daily Know Your Customer (KYC) reviews with accuracy, urgency, and with minimal supervision, ensuring Greenlight is compliant with KYC/CIP. Investigate and clear OFAC, PEP, and Adverse Media alerts. Investigate transaction monitoring alerts and other internal AML risk reports, escalating unusual activity to management as applicable. Monitor Slack channels for trends or concerns that implicate Greenlight s AML Policy, Terms of Service, Cardholder Agreement, or other matters that could create regulatory or reputational risk to Greenlight; Support customer inquiries escalated from Customer Service Representatives, bringing escalated matters to management as needed. Assist with reviewing subpoenas, complaints, audits, and law enforcement requests as directed. Recommend changes to AML procedures and share feedback on observations. Recommend best practices based on changing AML patterns and trends. Participate in ad hoc assignments with cross functional teams as needed. Independently establish and maintain cohesiveness across all key areas while fostering a culture of compliance. What you should bring: 2-3 years of hands-on AML compliance experience (or a role that worked closely with AML compliance) preferably at a FinTech company or financial institution; Demonstrated knowledge of OFAC (Sanctions) and BSA/AML risks, and typologies (experience in AML compliance software providers preferred); Experience in identifying unusual transactions using a combination of spreadsheets and monitoring systems; Exceptional written and interpersonal communication skills; Comfortable taking direction and quickly adapting to change in a fast-paced and critical environment; Ability to investigate sensitive matters independently, upholding professionalism and strict confidentiality at all times; Proven analytical and problem solving skills, understanding the need to thoroughly review all matters and consider all downstream impacts prior to recommending change. Who we are: It takes a special team to aim for a never-been-done-before mission like ours. We re looking for people who love working together because they know it makes us stronger, people who look to others and ask, How can I help? and then How can we make this even better? If you re ready to roll up your sleeves and help parents raise a financially smart generation, apply to join our team. Greenlight is an equal opportunity employer and will not discriminate against any employee or applicant on the basis of age, race, color, national origin, gender, gender identity or expression, sexual orientation, religion, physical or mental disability, medical condition (including pregnancy, childbirth, or medical condition related to pregnancy or childbirth), genetic information, marital status, veteran status, or any other characteristic protected by federal, state or local law.

Risk Analyst reviews and analyses websites to determine their quality for acceptance into the Associates Program. In addition to monitoring websites for compliance, analyst will work to identify areas to improve processes, clarify policies and identify emerging trends. When they identify violations or low-quality sites, they ll manage communication with the publisher. Risk Analyst position relies on judgment to accomplish goals and will work under very limited supervision of the manager. Individual problem-solving and skills are used to authenticate websites and accounts. Nearly all decisions are expected to be made independently. Demonstrate flexibility to work within different queues, with increased complexity or specialization based on current business needs Provide summarized 1 pager write up for each escalation giving the summary of the store, chronology of events leading up to the escalation, immediate resolution provided, gaps in Investigation process and proposed systemic/process fixes. Should identify emerging threats and technological advancements and create risk position paper per quarter, gain alignment with legal and create a repository for easy reference. Should work on assigned risk position papers basis BD/legal requirement, gain internal and legal alignment and add to the repository. Identify the opportunity to experiment and introduce new rule to cover newer used cases Should independently prioritize core deliverable and projects basis the criticality of the deliverable Ensure compliance with procedures and SLAs while achieving quality and performance metrics. Work on the Core queues and willing to switch between different functions as per business requirement Work on projects that design/improve tools or processes by testing and/or develops recommendations for management Support new hires in the team to help them meet required performance standards About the team Amazon s affiliate program (Amazon Associates) is one of the largest of its kind, with a massive base of affiliates registering and driving users to purchase everything from books to band saws, kayaks to Kindles on Amazon.com. Such a large impactful program opens Amazon to many risks both financial and reputational. 3+ years experience with Risk Investigation process Proficiency in transaction risk investigation knowledge and process Graduate degree in any discipline. Candidate must demonstrate language proficiency in all the following: Verbal, writing, reading and comprehension. Capability to handle ambiguity and resolve investigations with complexity Demonstrates the ability to self-manage on priority tasks and objectives Have the ability to research complex use cases that involves multiple customer contacts, determining the root cause(s) for the issue and ability to track resolution of process improvement initiatives owned by other teams as a result of your proposals Learner who seeks out and generously shares best practices Proficiency in multi-skill or multi-org experience Experience handling seller escalations in these orgs Medium skilled in project management Analytical skills on excel. Statistical skills will be a bonus. Proficiency in MS Office software

Wells Fargo is seeking a Due Diligence Coordinator. In this role, you will: Support Due Diligence group Seek ways to improve client onboarding process, on-going periodic client reviews and quality control activities Conduct complex comprehensive research or background investigations on transactions, individuals, entities, organizations or locations to identify and mitigate associated sanctions, financial crime, and reputational risks Receive direction from supervisor and escalate non-routine questions Interact with immediate team and Due Diligence area on wide range of information Engage with clients indirectly through relationship managers to support meeting policy and regulatory requirements Required Qualifications: 2+ years of Due Diligence experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education.

Join a dynamic team at J. P. Morgan, where innovation meets compliance. Our Compliance Reporting Services empower asset managers and trustees to efficiently manage investment rule violations, showcasing industry best practices. Be part of a global network serving sophisticated investors with $2 trillion in assets. Job Summary As a Compliance Analyst within the Compliance Reporting Services team, you will ensure investment rules align with client requirements and regulatory standards. You will act as a control point, interpreting regulatory changes and providing solutions to optimize compliance processes. Your role will involve maintaining fund rules and tailoring solutions to meet client needs. Job Responsibilities Review rules setup by analysts Ensure regulatory compliance Interpret regulatory changes Act as a change agent Appreciate client nuances Maintain fund rules Scope client requirements Investigate guideline breaches Improve work quality Provide solutions for false exceptions Standardize reporting Required Qualifications, Capabilities, and Skills Demonstrate 3+ years in financial services Understand security types and accounting Exhibit stock market awareness Apply logical problem-solving skills Analyze fund processes Communicate effectively in teams Support department projects Preferred Qualifications, Capabilities, and Skills Graduate/Post Graduate degree Detail-oriented approach Work in deadline-driven environments Focus on client needs Use initiative and question readily Exhibit strong analytical skills Control-oriented mindset

Minimum of 3 years of relevant experience in KYC, AML, or financial crime compliance, preferably within banking, financial services, or fintech environments. Strong understanding of global regulatory requirements, including FATF guidelines, EU AML.

Job Description: The Global Trade Compliance Analyst position will be based in Hyderabad, India . In this position, you will report to the Senior Director, Trade Compliance. We are seeking a detail-oriented and analytical Global Trade Analyst to join our team in India. This role is critical in ensuring compliance with international trade regulations and will focus on key areas such as HS classification, customs compliance checks, broker management, and business partner screening. Watch Culture is our Passion to learn more about us. We are looking for someone who demonstrates: Passionate drive to innovate and create Integrity to the core Enthusiastic customer focus Consistent interactive teamwork Desire for continuous improvement and top performance. Here is a glimpse of what you will do: HS Classification: Accurately classify products using the Harmonized System (HS) codes. Maintain up-to-date knowledge of classification rules and changes. Customs Compliance Checks: Conduct thorough compliance checks to ensure adherence to customs regulations. Identify and resolve any compliance issues in a timely manner. Broker Management: Coordinate with customs brokers to facilitate smooth import/export operations. Monitor broker performance and ensure compliance with company policies. Business Partner Screening: Screen business partners to ensure compliance with international trade regulations. Maintain records of screening activities and results. Here is some of what you will need (required): Bachelor s Degree in International, Trade, Economics, Supply Chain or a related domain. Minimum 3 year of experience in global trade compliance. Strong analytical skills and attention to detail. Knowledge of HS classification and customs regulations. Excellent communication and interpersonal skills. Ability to work independently and as part of a team. Proficiency in English; additional languages are a plus. Flexible to work in any time zone. Here are a few of our preferred experiences Strong problem-solving abilities. High level of accuracy and attention to detail. Ability to manage multiple tasks and meet deadlines. Proactive and self-motivated with a strong sense of responsibility. Culture is our Passion

Essential Duties and Responsibilities : Provide support for trade controls by interacting with operating company owners of the process and ensure that processes are understood, tested, monitored, and followed. Perform monthly/quarterly/annual testing and monitoring across all policies, including gathering samples from various stakeholders, conducting analysis, reporting results, and driving corrective actions as appropriate. Drive adherence to Testing and Monitoring Procedure for Trade Controls (HI-2-1). Provide transactional analysis and support as needed for trade controls. Create (with input)/conduct/track/measure effectiveness of training on specific trade controls. Provide support for trade controls and compliance training and tracking. This will include gathering and inputting employee changes to the designated system, and assisting with past due reporting and resolution. Drive adherence to Export Controls Training Procedures (TE-1-4). Manage investigation assignment, tracking, and reporting; assist with any assigned investigations. Drive adherence to the trade controls portion of Reporting a Potential Code or Policy Violation (EC-6). Create/assist with/own trade compliance record retention approach Assist with standard reporting preparation for trade controls/compliance governance and Hillenbrand Board of Directors meetings, and other presentations as assigned. Has record retention capabilities Need someone who has excellent excel skills - including VLOOKUP and Data/Text manipulation/analysis. High degree of attention to detail Experience: with minimum 3 and maximum 5 years of experience in handling compliance matters in similar industry. Location: This job is based in Ahmedabad and the candidate is expected to report to office based on the need. Education: Bachelor of Law or Bachelor of Commerce and related educational background in Compliances or Global Trade Skill: Effective Coordination and management Excellent Communication skills Analytical Excellent skills in Excel and power point Self-Initiator Collaborative Multi-tasking Good in digital skills Travel: The candidate should be open to travel as and when required by the Company Who we are: Mold-Masters is a global leader in the plastics industry. We design, manufacture, distribute, sell and service highly engineered and customized plastic processing equipment and systems. Our hot runners, temperature controllers, auxiliary injection and co-injection systems are utilized by customers of all sizes in every industry, from small local manufacturers to large worldwide OEM manufacturers of the most widely recognized brands. Over the course of our 50+ year history, weve built our reputation on delivering the best performance through our broad range of innovative technologies that optimize production to enhance molded part quality, increase productivity and lower part cost. Unlock your operations full potential with Mold-Masters. Mold-Masters is an Operating Company of Hillenbrand. EEO: The policy of Hillenbrand Inc. is to extend opportunities to qualified applicants and employees on an equal basis regardless of an individuals age, race, color, sex, religion, national origin, disability, sexual orientation, gender identity/expression or veteran status. Additionally, Hillenbrand Inc. and our operating companies are committed to being an Equal Employment Opportunity (EEO) Employer and offers opportunities to all job seekers including individuals with disabilities. If you need a reasonable accommodation to assist with your job search or application for for which you are applying. At Hillenbrand, everyone is welcome to apply and "Shape What Matters for Tomorrow".

We re looking for a Staff Compliance Analyst to join Procore s Product & Technology Team. Procore software solutions aim to improve the lives of everyone in construction and the people within Product & Technology are the driving force behind our innovative, top-rated global platform. We re a customer-centric group that encompasses engineering, product, product design and data, security and business systems. In this role, you ll play a key part in ensuring our organizations information assets are protected by maintaining and improving our compliance posture. As a Staff Compliance Analyst, you ll partner with the IT, Cybersecurity, Risk, and Engineering team to ensure adherence to relevant security standards and regulations, and provide guidance on compliance best practices. Use your understanding of security principles and security standards and regulations to ensure security is integrated into all aspects of system design and implementation, with a focus on maintaining compliance. This position reports into the Senior Manager, Compliance and will be based in our Bangalore office. We re looking for someone to join us immediately. Apply today to join our team. What you ll do: Collaborate with IT teams to ensure security is integrated into all aspects of system design and implementation, with a focus on maintaining compliance. Perform security assessments to evaluate the effectiveness of security controls and ensure compliance. Evaluate and recommend security tools and technologies to enhance security posture and ensure compliance. Ensure compliance with relevant security standards and regulations (e.g., ISO 27001, AICPA TSC). Stay up-to-date on the latest security threats, trends, and technologies, and their impact on compliance. What we re looking for: Bachelors degree in Computer Science, Information Security, or a related field or equivalent experience Minimum of 5-7 years of experience in information security. Strong understanding of security principles, technologies, and best practices. Relevant security certifications (e.g., CISSP, CISM, CISA, etc.), with a focus on compliance. Familiarity with relevant security standards and regulations. Excellent analytical, problem-solving, and communication skills.

Business Unit: Compliance, Risk and Internal Audit Reporting To: Compliance Manager Shift: EMEA (1:30 pm - 10:30 pm IST) (India) About Russell Investments, Mumbai: Russell Investments is a leading outsourced financial partner and global investment solutions firm providing a wide range of investment capabilities to institutional investors, financial intermediaries, and individual investors around the world. Building on an 88-year legacy of continuous innovation to deliver exceptional value to clients, Russell Investments works every day to improve the financial security of its clients. The firm has over $1 trillion in assets under advisement (as of December 31, 2023) and $302.7 billion in assets under management (as of March 31, 2024). Headquartered in Seattle, Washington in the United States, Russell Investments has offices around the world, including London, New York, Toronto, Sydney, Tokyo, Shanghai, and Mumbai. Joining the Mumbai office is an incredible opportunity to work closely with global stakeholders to support the technology and infrastructure that drives the investment and trading processes of a globally recognized asset management firm. Be part of the team based out of Goregaon (East) and contribute to the foundation and culture of the firm s growing operations in India. The Mumbai office operates with varying shifts to accommodate time zones around the world. For more information, please visit https: / / www.russellinvestments.com . The Compliance Analyst is a valuable member of the Global Compliance Team, providing day-to-day marketing review support of sales and client service advertising materials of Russell Investments retail, institutional and corporate businesses as well as supporting the email surveillance program. This role also may assist in other compliance activities that support the firm s policies and procedures, testing, and maintenance of global regulatory developments and industry trends. This role requires an individual with an ability to multi-task and maintains a results-oriented approach to resolving various compliance issues and achieving multiple compliance objectives. The compliance team serves as a robust independent second line of defense to help ensure that the firm operates within regulatory requirements and industry practices, and this is an important role within the compliance team. Years of Experience 4-6 years experience. Qualifications A strong educational background including an undergraduate degree is required Responsibilities Assist the Compliance Manager in overseeing the day-to-day activities of a team of 6-8 compliance analysts, ensuring alignment with departmental goals and objectives. Oversee the firm s electronic Communication surveillance program and marketing material review process. Liaise with global compliance team to manage the Code of Ethics and personal trading program of Mumbai staff. Participate in projects relating to the enhancement of US and global compliance policies and procedures, internal controls, and systems in response to changes in the business or regional and/or global regulations. Liaise across the firm to execute reporting processes and create/distribute reports to support reporting for global and US compliance trends; Liaise across the firm to execute reporting processes and create/distribute reports to support reporting for global and US compliance trends; and Initiating, building and cultivating strong relationships inside and outside the compliance team and be able to navigate and create solutions to solve sophisticated issues while working with various levels of management and business partners. Candidate Requirements Knowledge regarding investment adviser compliance and investment operations is preferred. Ability to quickly learn new technology platforms and adjust to change. Core Values Strong interpersonal, oral, and written communication and collaboration skills with all levels of management Strong organizational skills including the ability to adapt to shifting priorities and meet frequent deadlines, Demonstrated proactive approach to problem-solving with strong judgment and decision-making capability. Self-disciplined, highly resourceful and collaborative team-player, with the ability to also be independently effective and exude initiative and a sense of urgency. Exemplifies our customer-focused, action-oriented, results-driven culture. Forward looking thinker, who actively seeks opportunities, has a desire for continuous learning, and proposes solutions. Ability to act with discretion and maintain complete confidentiality. Dedicated to the firm s values of non-negotiable integrity, valuing our people, exceeding client expectations, and embracing intellectual curiosity and rigor.