This position would be part of Center of Excellence (CoE) for Investment Compliance and provide necessary assistance to Global Investment Compliance (IC) function from Hyderabad office. This role would support EMEA Region, in accordance with relevant regulations (like: UCITS, FCA, COLL, etc. ) and fund-specific investment restrictions as contained in the prospectus or investment management agreement. This role requires applicable IC related skills (experience in rule coding, rule testing, post trade itoring and allied reporting) to be effective.
Your Role
- Address day to day compliance alerts/warnings in batch compliance related to trading strategies and the application of technology related or manual controls created and applied during this process.
- Perform daily review of portfolio transactions and itor compliance investment restrictions as they apply to holdings and transactions, identifying breaches and following up with respective teams (i. e. Regional Compliance, Portfolio Manager, etc. ) to ensure rectification.
- Prepare documentation to support reviews conducted and to substantiate/de strate adequate processes/controls to meet applicable regulatory requirements.
- Maintaining the Compliance Block facility, ensuring that the necessary systems are up to reflect the current blocks position.
- Assist in resolving queries from regional compliance team and Front Office on compliance matters
- Assist with ongoing review of relevant processes and procedures to ensure best practice.
- Perform daily manual tasks that are itored outside of OMS.
- Perform list up on OMS.
- Interact with members of regional compliance teams to assess, document, itor, report, develop, coordinate, and implement various compliance itoring activities, ongoing testing and related controls.
- Assist in Compliance related projects and responsibilities.
- Perform daily check on funds that are overdrawn, compare cash reports received from Reconciliation team with CRD reports and notify relevant teams to clear the overdraft.
- Effectively find solutions to compliance issues as they arise.
The Experience You Bring
- Total work experience of 2-4 years required including relevant work experience from asset management industry preferably with an investment advisor or mutual fund group in Compliance or regulatory environment.
- Strong knowledge of and experience with Equity/Fixed Income/ETF Products required, including UCITS Funds, Institutional Products and 40 Act Funds.
- Knowledge of securities regulation as it relates to operations within advisor compliance programs is required.
- Experience in regulatory environments such as SEC, ERISA, CSSF and FCA is required.
Academic requirements
B. Com / M. Com / MBA /CA / Degree in Commerce/Finance
Working Timings:
The standard working hours will pri ily align with the EMEA region, from to IST. Based on business requirements, the shift occasionally extend to IST. Additionally, Daylight Saving Time (DST) adjustments and other operational needs necessitate changes in shift timings. Employees are expected to maintain flexibility and be prepared to work in any shift as required by business needs to ensure operational continuity.
Why Invesco
What s in it for you
Our benefit policy includes but not limited to:
- Competitive Compen ion
- Flexible, Hybrid Work
- 30 days Annual Leave + Public Holidays
- Life Insurance
- Retirement Planning
- Group Personal Accident Insurance
- Medical Insurance for Employee and Family
- Annual Health Check-up
- 26 weeks Maternity Leave
- Paternal Leave
- Adoption Leave
- Near site Childcare Facility
- Employee Assistance Program
- Study Support
- Employee Stock Purchase Plan
- ESG Commitments and Goals
- Business Resource Groups
- Career Development Programs
- Mentoring Programs
- Invesco Cares
- Dress for your Day
