Compliance Analyst

Education : Bachelor's/Master's degree in Finance, Law, Business, or related field; Post Graduation and any additional certifications in these fields will be an added advantage.
Experience : 4 to 6 years of relevant experience in the Compliance division in financial services institutions - credit rating agencies/banks/NBFCs.- Preference will be given to Immediate / Early JoinersRole Summary:- The role requires considerable experience in Regulatory Compliance with experience reading, interpreting, tracking, and assisting in administrating internal and external guidelines to comply with all regulatory requirements.- Must be adept in the preparation of MIS Reports / Dashboards using Advanced- Excel Spreadsheets.- The individual will be responsible for maintaining repositories, preparing monthly and ad-hoc reports- This role offers an exciting opportunity for individuals passionate about making a meaningful impact.- If you possess the required qualifications and skills and are eager to contribute to positive change, we encourage you to for this position.Primary Responsibilities:- Strict control over Organizational Data Repository related to Regulatory Compliance for Preparation of Regulatory reports, Dashboards, Presentations- ficient in Regulatory Circulars/Guidelines' Interpretation.- Assisting the Compliance Officer in gap analysis on new Regulatory Guidelines to ensure implementation.- Collaborate with various departments for comprehensive Regulatory Compliance management and keep the Compliance Officer updated on any shortcomings to be addressed.- Hands-on experience in assisting the Compliance Officer in preparing the periodical and ad-hoc Regulatory Reports sought by SEBI/RBI- Ensure compliance of staff to policies such as Staff Accountability Policy, Trading Policy, Code of Conduct, etc., and maintain related documentary evidence.- Answering employee queries relating to compliance-related mattersCompetency / Skills:- Domain Knowledge of Regulatory Compliance - Strong understanding of legal and regulatory requirements in the financial services industry - specifically in credit rating agencies/banks/NBFCs.- Strong understanding of regulatory requirements (SEBI, RBI, NSDL) and relevant industry standards.- Familiarity with regulatory portals such as NSDL etc.- ficient in MS Office.- Especially an Excel expert with Advanced Excel skills, and the ability to analyze complex data and present meaningful reports to senior management- Team Player with the ability to execute compliance jects focused on regulatory compliance.- vides necessary support to the Compliance Officer to implement compliance and risk management policies.- Strong analytical, blem-solving, verbal, and written communication skills.- Attention to detail