56 Compliance Advisory Jobs

Provide labour law advisory&compliance support to client Review labour law compliances, audit&inspection Assist client with employment law, industrial relations &workforce matter Required Candidate profile Handle central&state labour laws, include old law&new labour code Advise clients on statutory compliance, risk areas Client-facing advisory exper Manage client interaction&act as a point of contact

As a Compliance Consultant / Senior Compliance Consultant at Pecuniya Compliance Solutions Pte. Ltd., you will be part of a regulatory compliance and advisory firm providing professional services to international clients across fund management, capital markets, fintech, and other regulated financial services sectors. Your role will involve supporting clients in navigating complex regulatory requirements through structured, practical, and effective compliance solutions. Key Responsibilities: - Manage and service a portfolio of international clients, acting as a primary compliance advisory contact. - Draft, review, and maintain regulatory and compliance documentation including Compliance Manua...

Key Responsibilities Strategy Exhibit qualities which demonstrate the group's strategy. To treat Customer's with Human touch and understand the importance at every business stage and inculcate this aspect in reporting Staff. To support strategic intent, on the growth of business, cross functional advantage and work on cost efficiency. Business To establish and maintain excellent working relationship with the customers to ensure prompt and effective responses to the various business requirements, queries and requests from them. To be aware of the business targets and ensure compliance. To devote special care for the Trade Transaction Owner Clients and ensure service delivery as agreed. To own...

• Build and maintain client relationships • Manage end-to-end sales cycle – prospecting, meetings, proposals, negotiation, and closure • Achieve monthly sales targets • Coordinate with internal teams for smooth service delivery and update CRM Required Candidate profile - Graduate in Commerce,Law, or MBA preferred - Strong communication skills. - Target-driven, self-motivated, and team-oriented. - Able to negotiate and work under pressure. - knowledge of compliance Perks and benefits Incentives

Job Title: Legal Associate Department: Legal Reporting to: General Counsel Location:Hyderabad, Telangana Job Summary: Legal associate will support the Group Head Legal with various tasks, including drafting and reviewing diverse documents and agreements (litigation and corporate), legal research and compliance advisory (both sectoral i.e. pertaining to the healthcare industry and sector-agnostic such as company law, contracts, employment law, POSH, data privacy etc.), acting as a liaison between Company personnel and external counsel (litigation and corporate work). This role would be second in line to the General Counsel and would also need to co-manage the team and internal and external st...

Job Description Job Summary The Screening Quality Assurance Manager (Individual Contributor) is responsible for overseeing and executing end-to-end name and transaction QA screening activities to ensure compliance with applicable sanctions regulations and internal policies. This role plays a critical part in identifying and escalating potential sanctions hits, conducting in-depth investigations, and supporting enhancements to screening systems and procedures. The individual will also collaborate with key stakeholders to ensure timely and accurate disposition of alerts, provide subject matter expertise, and contribute to ongoing process improvements in the financial crime compliance space. Ke...

JOB OVERVIEW: Regulatory Advisory: Incumbent will be responsible for providing regulatory advisory/clarifications to internal stakeholders and ensuring adherence to all regulatory requirements of RBI and internal policies. EXPERIENCE: Proven and rich experience of 7+ years in compliance with Banks / NBFCs. Practical knowledge of relevant regulatory requirements and guidelines related to retail lending. Strong analytical skills with the ability to interpret regulations. Team Leader. Excellent communication and interpersonal skills. KEY RESPONSIBILITIES: Serve as the primary point of contact for retail business compliance including housing loans, personal loans, digital lending & LAP. To revie...

As a Compliance Consultant / Senior Compliance Consultant at Pecuniya Compliance Solutions Pte. Ltd., you will be a part of a regulatory compliance and advisory firm that offers professional services to international clients in fund management, capital markets, fintech, and other regulated financial sectors. Your role will involve providing structured, practical, and effective compliance solutions to help clients navigate complex regulatory requirements. Key Responsibilities: - Manage and service a portfolio of international clients, serving as the primary compliance advisory contact. - Draft, review, and maintain various regulatory and compliance documentation such as Compliance Manuals, Ri...

Legal Drafting & Vetting of Real Estate Agreement: Ensure the accurate and timely drafting, vetting, and standardization of all legal documents, including but not limited to Commercial Leave & License agreements, Lease Deeds, and Operating Agreements, Fit Out Agreements, Common Area Maintenance Agreements . Achieve 100% compliance with agreed TAT for document review and amendments. Property Due Diligence: Conduct thorough legal due diligence on all prospective lease arrangements, including Title investigations, OC/CC validation, Fire NoC's, and local legislation checks. Ensure that 100% of property deals are compliant with legal and commercial aspects before finalization Litigation Managemen...

Job Description The CLRA manager will spearhead statutory compliance for contract labour and workforce vendors, ensuring organisation-wide adherence to Indian labour laws. Act as the key interface with government bodies, third-party consultants, and internal/external suppliers. Drive risk mitigation, vendor governance, and regulatory engagement to uphold compliance excellence across the external workforce ecosystem. Also, the manager will ensure enterprise-wide adherence to labour laws, manage compliance risks, oversee vendor governance, and engage with regulatory authorities on external workforce matters. How You Will Contribute And What You Will Learn Led the organization's labour law comp...

Join us as a Business Oversight Compliance -BX at Barclays, where you'll spearhead the evolution of our digital landscape, driving innovation and excellence. You'll harness cutting-edge technology to revolutionize our digital offerings, ensuring unapparelled customer experiences. The candidate is expected to be well versed on Conduct Risk Management Framework including Compliance Standards. You may be assessed on the key critical skills relevant for success in role, such as experience with a Business Oversight Compliance -BX, as well as job-specific skillsets. To be successful as a Business Oversight Compliance -BX, you should have experience with: To work in close and continuing partnership...

Description Company Profile: Alvarez & Marsal (A&M) is a global consulting firm with over 10,000 entrepreneurial, action and results-oriented professionals in over 40 countries. We take a hands-on approach to solving our clients problems and assisting them in reaching their potential. Our culture celebrates independent thinkers and doers who positively impact our clients and shape our industry. The collaborative environment and engaging workguided by A&M's core values of Integrity, Quality, Objectivity, Fun, Personal Reward, and Inclusive Diversityare why our people love working at A&M. Team Profile: A&M's Global Tax business has a team of highly skilled and seasoned tax professionals, exper...

Job Description Key Responsibilities Domain Responsibilities The role requires strategic thinking and technical expert with a strong background in financial crime detection and prevention, specifically using advanced analytical methodologies. This role require hands-on expertise to design, develop and deploy analytics/models to detect suspicious activities and financial crime. The ideal candidate will possess technical expertise, a strategic mindset for enhancing Transaction Monitoring effectiveness, and good familiarity with the compliance regulations in financial sector. Design, Devop and deploy models for anomaly detection, behaviour profiling, network analysis, predictive scoring for TM ...

Role Description Experience : 10+ years Job Location :: WFH Notice Period: Immediate Joiner Travel -10-20% Role : Compliance advisory and/ or compliance monitoring experience (non-financial risks) working within the insurance sector. Experience conducting controls testing, designing and delivering compliance training, assessing and implementing regulatory changes within the insurance sector (non-financial regulations). Strong knowledge of conduct regulations applicable to the insurance sector and control processes such as RCSAs, experience conducting impact assessment of regulatory changes on policies, controls and procedures. Experience implementing regulatory changes and designing solution...

As a Financial Crime Detection and Prevention Specialist at Standard Chartered, your role will involve strategic thinking and technical expertise in designing, developing, and deploying analytics/models to detect suspicious activities and financial crime. Your responsibilities will include: - Designing, developing, and deploying models for anomaly detection, behavior profiling, network analysis, and predictive scoring for Transaction Monitoring Solutions - Performing data exploration, feature engineering, and ensuring accuracy, efficiency, and scalability of models - Supporting analytical processes to enhance red flag monitoring and optimizing cases for investigation through AI/ML models - I...

To provide advise to Business or In-country Compliance teams on relevant Compliance Regulatory matters: Support Processes and Operational Activities related to Regulatory Engagement Regulatory/Supervisory examination and audit management Regulatory Surveys and Information Requests Engage with Internal/External auditors GIA, Assurance and External Consultant and Auditor Reviews Outsourcing governance for arrangements owned by CFCR Risk Monitoring and Escalation

As an Internal Auditor at our company, you will play a crucial role in evaluating internal controls, identifying process gaps, assessing operational efficiency, and ensuring compliance with company policies and industry regulations. Your responsibilities will include: - Conducting internal audit engagements across business functions. - Performing detailed evaluations of IT systems and ERP environments. - Executing forensic accounting reviews and fraud investigations when needed. - Carrying out process audits and reviewing Standard Operating Procedures (SOPs). - Identifying control gaps and providing actionable recommendations. - Conducting root cause analysis and implementing audit best prac...

As an experienced HR Advisor, your primary focus will be on statutory compliance, policy advisory, and governance for Zyoins HR Operations team. Your responsibilities will include: - Providing expert guidance on labour laws, statutory compliance, and HR governance for PAN-India operations. - Reviewing and advising on compliance requirements such as PF, ESI, Gratuity, Bonus, Shops & Establishment, CLRA, and other applicable laws. - Monitoring upcoming regulatory changes and recommending necessary process/policy updates. - Assisting with vendor compliance checks, audit preparedness, and documentation accuracy. - Ensuring all HR processes align with legal and organizational compliance standards...

Key Responsibilities Strategy Awareness and understanding of the Group's business strategy Business Manage and/or resolve alerts/cases Follow the Correspondent Banking DOI to process risk events in line with the Assess, Analyse, Act (AAA) process. Processes Manage and/or resolve alerts/cases: Follow the Correspondent Banking DOI to process risk events in line with the Assess, Analyse, Act (AAA) process. People & Talent Promote and embed a culture of openness, trust and risk awareness, where ethical, legal, regulatory and policy compliant conduct is the norm. Risk Management Analyse significant financial crime risk events (e.g. non-compliant transactions, production orders) to ensure that all...

JOB OVERVIEW: Regulatory Advisory: Incumbent will be responsible for providing regulatory advisory/clarifications to internal stakeholders and ensuring adherence to all regulatory requirements of RBI and internal policies. EXPERIENCE: Proven and rich experience of 5+ years in compliance with Banks / NBFCs. Practical knowledge of relevant regulatory requirements and guidelines related to retail lending. Strong analytical skills with the ability to interpret regulations. Team Leader. Excellent communication and interpersonal skills. KEY RESPONSIBILITIES: Serve as the primary point of contact for retail business compliance including housing loans, personal loans, digital lending & LAP. To revie...

Key Responsibilities Domain Responsibilities The role requires strategic thinking and technical expert with a strong background in financial crime detection and prevention, specifically using advanced analytical methodologies. This role require hands-on expertise to design, develop and deploy analytics/models to detect suspicious activities and financial crime. The ideal candidate will possess technical expertise, a strategic mindset for enhancing Transaction Monitoring effectiveness, and good familiarity with the compliance regulations in financial sector. Design, Devop and deploy models for anomaly detection, behaviour profiling, network analysis, predictive scoring for TM Solutions and ac...

• Build and maintain client relationships • Manage end-to-end sales cycle – prospecting, meetings, proposals, negotiation, and closure • Achieve monthly sales targets • Coordinate with internal teams for smooth service delivery and update CRM Required Candidate profile - Graduate in Commerce,Law, or MBA preferred - Strong communication skills. - Target-driven, self-motivated, and team-oriented. - Able to negotiate and work under pressure. - knowledge of compliance Perks and benefits Incentives

Job Title Senior Compliance About Us Capco, a Wipro company, is a global technology and management consulting firm. Awarded with Consultancy of the year in the British Bank Award and has been ranked Top 100 Best Companies for Women in India 2022 by Avtar & Seramount . With our presence across 32 cities across globe, we support 100+ clients across banking, financial and Energy sectors. We are recognized for our deep transformation execution and delivery. WHY JOIN CAPCO You will work on engaging projects with the largest international and local banks, insurance companies, payment service providers and other key players in the industry. The projects that will transform the financial services in...

As the VP Financial Crime CMB & GBM for HBAP INM, you play a crucial role in supporting the Head of FC Compliance Advisory CMB and GBM to ensure that HSBC's operations in HBAP INM CMB and GBM effectively identify, manage, and mitigate Financial Crime risks. Your responsibilities include: - Supporting CMB & GBM Advisory to maintain an effective control framework and ensure compliance with relevant laws, regulations, and internal policies. - Articulating Financial Crime risks for HBAP INM CMB & GBM. - Providing advisory services to ensure clear understanding of compliance risk exposure. - Managing relationships with regulators on behalf of HBAP INM CMB & GBM. - Governing Financial Crime risk e...

This job is with Standard Chartered Bank, an inclusive employer and a member of myGwork the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly. Job Summary Excellent communication in English (articulation and writing) Excellent listening skills Ability to clearly articulate messages to different audience groups Ability to establish and maintain strong relationships, manage stakeholders. Flexible and adaptable; able to work in ambiguous situations. Resilient and tenacious with a propensity to persevere. Forward looking with a holistic approach Able to work effectively at all levels in an organization. Must be a team player and able to facil...