COM-Central Compliance Professional

Nomura

2 - 6 years

9 - 12 Lacs

mumbai

Posted:8 hours ago| Platform:

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Skills Required

c# risk management css ich-gcp guidelines automation testing regulatory pharmacovigilance ajax javascript jquery sql server ich sql java clinical research compliance regulations regulatory affairs html clinical trials mysql testng

Work Mode

Work from Office

Job Type

Full Time

Job Description

Assist with Asia Compliance Policies and Compliance Communication/ Alerts related tracking, ongoing reviews, and rollouts, and coordinate with regional owners / stakeholders on the same
Assist the GCD team in checking relevant regulatory websites for Monthly regulatory and sanctions database (FINRA, SEC, UK FSA etc.) for press releases or monthly bulletins
Support the GCD team in
maintaining the latest information with regards to regulatory inspections, examinations
, and any other communications including selfreporting of breach cases to applicable authorities, and providing information on corresponding remedial actions taken within Nomura Group entities globally
Support the GCD team on status updates, and
follow up on open Audit action items
Assist the GCD team with the coordination/tracking of various infrastructure projects and New Technologies Initiatives by
liaising between service owners and regional Compliance teams for project assessment, due diligence
requirements, and approval.

This role offers an exceptional opportunity to:

Influence the firms regulatory compliance and risk management strategy
Develop expertise in critical financial regulations and risk management frameworks
Work with senior stakeholders across global markets
Shape the future of compliance processes in a leading financial institution
Build a career in a critical second line function that helps safeguard the firms reputation and operations

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