Business Strategy & Execution Associate

In this role, you will:

• Participate in planning and executing a variety of programs, services, and initiatives, and monitor key indicators to ensure effective performance and control management of assigned operations or business groups
• Review basic initiatives including policy or process changes, process improvements, technology enhancements, and conduct regular reviews to identify efficiencies and cost savings opportunities
• Receive direction from leaders and exercise independent judgement while developing an understanding of policies and procedures, best practices, and initiatives
• Collaborate and consult with mid-level managers or cross-functional business partners
• Provide work direction to less experienced Strategy and Execution staff
• Be part of the front-line Business Aligned Supervisory Support team and responsible for review, research and disposition of trade surveillance/ transaction monitoring alerts to identify potential misconduct and policy breaches across asset classes supporting the CIB Markets business.
• Perform CIB Markets controls and activities across asset classes for compliance with regulatory and internal requirements.
• Identify any non-compliant activity and escalate questionable trading activity to the onshore team (L2 team); support remediation where required.
• Collaborate and consult with onshore teams and India Management for any escalations and process improvement ideas.
• Partner with internal stakeholders (Controls, Compliance, Line of Business Chief Operating Officers) ensure adherence to the banks supervisory framework and to maximize efficiencies.
• Remain updated on developments and changes concerning relevant regulatory rules/regulations and policies.
• Actively participate in team meetings. Bringing solutions / suggestions / recommendations to the table.
• Develop, oversee, and provide independent credible challenge to standards with subject matter expertise.
• Assist with analysis and implementation of new and enhanced business controls and processes.

Required Qualifications:

• 6+ months of Business Execution, Implementation, or Strategic Planning experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Desired Qualifications:

• Experience in trade surveillance, transaction monitoring, information barriers, or equivalent including direct experience reviewing alerts in trade surveillance role.
• Ability to work in a matrix global organization structure.
• Strong financial products and financial markets knowledge.
• Proficient knowledge of data sets for trading in Markets products, including but not limited to quotes, orders and executions.
• Knowledge of U.S., U.K. and Asia regulations.
• Ability to handle multiple tasks in a fast-paced environment.
• Strong written communication and verbal communication skills in English.
• Excellent analytical skills and strong attention to detail.
• Must exhibit highest standards of integrity and maintain confidentiality.
• Experience in creating MIS and capability to work with business analytics tools (PowerBI, Tableau, Qlickview, MS Dynamics).
• Bachelors/masters degree or any professional degree (CA/CS/CFA etc.) is required.
• 3 to 5 years of supervisory and surveillance controls experience in a global bank.