Associate - Investment Compliance Monitoring Fidelity International

1.0 - 5.0 years

0 Lacs

haryana

On-site

As an Investment Compliance Monitoring Associate at Fidelity International Limited, you will be responsible for monitoring communications and trading activities to detect misconduct, market abuse, or behavior not in line with firm policies. Your role will involve assisting with periodic surveillance controls, monitoring electronic communications and trading activities, identifying and escalating compliance exceptions, calibrating monitoring tools, and collaborating with Compliance, Technology, and Business teams to ensure seamless adoption of changes. You will also develop effective working relationships with other functional areas and perform tasks within defined SLAs. **Key Responsibilitie...

Posted 1 month ago

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Senior Associate - Investment Compliance Monitoring Fidelity International

5.0 - 9.0 years

0 Lacs

haryana

On-site

As a Senior Associate in Investment Compliance Monitoring with Fidelity International, you will play a crucial role in facilitating the implementation and execution of surveillance activities across communication, trading, and other regulatory processes. Your primary responsibilities will include monitoring communications of investment professionals, detecting misconduct or market abuse, and supporting investigations while maintaining thorough documentation. Additionally, you will have the opportunity to assist with various monitoring activities performed by the Investment Compliance function. **Key Responsibilities:** - Assist in conducting periodic surveillance controls related to investme...

Posted 2 months ago

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Business Strategy & Execution Associate Wells Fargo

3.0 - 5.0 years

3 - 5 Lacs

Hyderabad, Telangana, India

On-site

In this role, you will: Participate in planning and executing a variety of programs, services, and initiatives, and monitor key indicators to ensure effective performance and control management of assigned operations or business groups Review basic initiatives including policy or process changes, process improvements, technology enhancements, and conduct regular reviews to identify efficiencies and cost savings opportunities Receive direction from leaders and exercise independent judgement while developing an understanding of policies and procedures, best practices, and initiatives Collaborate and consult with mid-level managers or cross-functional business partners Provide work direction to...

Posted 4 months ago

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