Senior Associate - Investment Compliance Monitoring

As a Senior Associate in Investment Compliance Monitoring with Fidelity International, you will play a crucial role in facilitating the implementation and execution of surveillance activities across communication, trading, and other regulatory processes. Your primary responsibilities will include monitoring communications of investment professionals, detecting misconduct or market abuse, and supporting investigations while maintaining thorough documentation. Additionally, you will have the opportunity to assist with various monitoring activities performed by the Investment Compliance function. **Key Responsibilities:** - Assist in conducting periodic surveillance controls related to investment management and client brokerage activities at FIL - Monitor electronic communications and trading activities using vendor and proprietary tools, investigating exceptions as needed - Lead data-driven deep dives and thematic reviews on best execution, customer treatment, market conduct, etc. - Identify, escalate, resolve, and report compliance exceptions following internal policies and regulatory requirements - Administer monitoring tools, produce management reports, and participate in change management initiatives - Act as a liaison between Compliance, Technology, and Business teams to ensure smooth adoption of changes - Build effective relationships with other functional areas for timely information exchange and task completion - Meet defined SLAs, assist in other projects as necessary **Experience and Qualifications Required:** - 5-7 years of monitoring and surveillance experience in the financial services industry - Bachelor of Business or Commerce degree preferred - Logical, critical thinker with strong organizational and communication skills - Good understanding of trading, investment management, and research practices - Familiarity with data visualization tools and AI platforms is advantageous - Knowledge of international regulatory frameworks and market abuse typologies - Experience in designing systems testing plans and test cases, with an interest in emerging technologies,