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5.0 - 10.0 years
0 Lacs
mumbai, maharashtra, india
On-site
We are seeking an experienced Trade Surveillance professional to join our Compliance team. The ideal candidate will have a deep understanding of trading activities across asset classes and experience with surveillance systems and regulatory requirements. The role involves monitoring, reviewing, and investigating trading activity to detect and escalate potentially suspicious or non-compliant behavior. Monitor trade activity across various asset classes (Equities, Fixed Income, FX, Derivatives) to identify potential market abuse, insider trading, front-running, layering/spoofing, and other forms of misconduct. Conduct daily and periodic reviews using automated surveillance systems (e.g., SMART...
Posted 1 day ago
1.0 - 6.0 years
3 - 5 Lacs
mumbai, dadar
Work from Office
As an Equity Derivatives Dealer, you'll be responsible for executing and managing equity derivatives trades. Your role involves implementing trading strategies, monitoring market trends, and ensuring accurate trade execution. Compliance with regulations, effective risk management, and staying updated on market developments are crucial aspects of the role. You'll contribute to the organization's success by driving profitable trading activities while maintaining a strong focus on risk and compliance. Responsibilities: Execute trades efficiently across various accounts, ensuring minimal slippage and optimal trade execution. Monitor exposure limits at each account level, ensuring compliance with...
Posted 1 day ago
5.0 - 9.0 years
0 Lacs
haryana
On-site
As a Senior Associate in Investment Compliance Monitoring with Fidelity International, you will play a crucial role in facilitating the implementation and execution of surveillance activities across communication, trading, and other regulatory processes. Your primary responsibilities will include monitoring communications of investment professionals, detecting misconduct or market abuse, and supporting investigations while maintaining thorough documentation. Additionally, you will have the opportunity to assist with various monitoring activities performed by the Investment Compliance function. **Key Responsibilities:** - Assist in conducting periodic surveillance controls related to investme...
Posted 2 weeks ago
3.0 - 7.0 years
0 Lacs
maharashtra
On-site
As an Institutional Sales professional at Kohinoor, a 90-year-old retailer of garments based in Ahilyanagar, your main role will involve managing and expanding the institutional client base. This will require you to develop sales strategies and identify potential opportunities in sectors such as Banks, Retail Stores, Hospitals, Hospitality, and Industrial uniform requirements. Your responsibilities will also include maintaining client relationships and ensuring their satisfaction. Key Responsibilities: - Manage and grow the institutional client base - Develop sales strategies and trading activities - Identify potential opportunities in different sectors - Maintain client relationships and en...
Posted 2 weeks ago
3.0 - 7.0 years
0 Lacs
haryana
On-site
As an Associate in Portfolio Management at Investors Clinic Infratech Private Limited, your role will involve managing investment portfolios, conducting financial analysis, trading activities, and providing advisory on investments. You will be responsible for regular monitoring and evaluation of portfolio performance, developing investment strategies, and communicating with clients to understand their financial goals and provide updates on their portfolios. Key Responsibilities: - Manage investment portfolios effectively - Conduct financial analysis to make informed decisions - Execute trading activities as per the investment strategy - Provide advisory services on investments to clients - M...
Posted 3 weeks ago
4.0 - 8.0 years
0 Lacs
karnataka
On-site
Role Overview: You will be joining JM Financial Services Ltd as a Sales Trader / Sales Manager based in Bangalore. Your responsibilities will include maintaining client relations, strong customer contact, and collaboration with various departments. Your role will also involve trading activities, providing customers with financial advice, and analyzing market trends and investment opportunities. Key Responsibilities: - Build and maintain strong client relations - Maintain regular customer contact - Collaborate effectively with different departments - Conduct trading activities - Provide sound financial advice to customers - Analyze market trends and identify investment opportunities Qualifica...
Posted 4 weeks ago
5.0 - 9.0 years
0 Lacs
maharashtra
On-site
As a Fund Accounting Team Leader, you will oversee fund service operations and ensure accurate trade processing. You will collaborate with clients and internal teams to resolve inquiries, manage escalations, drive efficiency, and strengthen controls in a dynamic financial environment. Your key responsibilities will include: - Overseeing the accurate production of daily/monthly accounting activities - Reviewing financial statements for timely sign-offs - Establishing policies and guidelines for control compliance - Developing efficient workflows within the team - Leading, motivating, and managing the team effectively - Implementing training solutions for team skill development - Managing clie...
Posted 1 month ago
5.0 - 9.0 years
0 Lacs
chennai, tamil nadu
On-site
The role involves overseeing the financial aspects of trading activities to ensure accuracy and integrity of the bank's trading book, compliance with regulatory requirements, and providing insights into trading performance. Responsibilities include reconciling daily profit and loss figures, supporting identification and mitigation of trading risks, maintaining and analyzing trading data, preparing regulatory reports, and communicating complex financial information to various stakeholders. Collaboration with different functions is essential to ensure a coordinated approach to trading activities. As an Assistant Vice President, you are expected to advise on decision making, contribute to polic...
Posted 2 months ago
0.0 - 3.0 years
0 - 3 Lacs
Patiala, Punjab, India
On-site
Roles and Responsibilities: Demat Account Sales To source the business via allotted bank branches. Key focus areas Acquiring broking clients (primarily on line) Activating clients for trading post acquisition Greet and Re-direct customers to the appropriate counters based on their service needs. Providing clients with Demo & handhold to initiate trading activities after account opening. Maintain a list of FAQ by customers and proactively seek clarification . Promote Demat & Trading account. Selling of third party products. Desired Candidate Profile:- Minimum qualification :Graduation. Age:not more than 29 Years. Should have keen interest in sales and marketing.
Posted 4 months ago
0.0 - 3.0 years
0 - 3 Lacs
Ludhiana, Punjab, India
On-site
Roles and Responsibilities: Demat Account Sales To source the business via allotted bank branches. Key focus areas Acquiring broking clients (primarily on line) Activating clients for trading post acquisition Greet and Re-direct customers to the appropriate counters based on their service needs. Providing clients with Demo & handhold to initiate trading activities after account opening. Maintain a list of FAQ by customers and proactively seek clarification . Promote Demat & Trading account. Selling of third party products. Desired Candidate Profile:- Minimum qualification :Graduation. Age:not more than 29 Years. Should have keen interest in sales and marketing.
Posted 4 months ago
0.0 - 3.0 years
0 - 3 Lacs
Noida, Uttar Pradesh, India
On-site
To source the business via allotted bank branches. Key focus areas Acquiring broking clients (primarily on line) Activating clients for trading post acquisition Greet and Re-direct customers to the appropriate counters based on their service needs. Providing clients with Demo & handhold to initiate trading activities after account opening. Maintain a list of FAQ by customers and proactively seek clarification . Promote Demat & Trading account. Selling of third party products.
Posted 4 months ago
0.0 - 1.0 years
0 - 3 Lacs
Dhule, Maharashtra, India
On-site
Roles and Responsibilities: Demat Account Sales To source the business via allotted bank branches. Key focus areas Acquiring broking clients (primarily on line) Activating clients for trading post acquisition Greet and Re-direct customers to the appropriate counters based on their service needs. Providing clients with Demo & handhold to initiate trading activities after account opening. Maintain a list of FAQ by customers and proactively seek clarification . Promote Demat & Trading account. Selling of third party products. Desired Candidate Profile:- Minimum qualification :Graduation. Age:not more than 29 Years. Should have keen interest in sales and marketing.
Posted 4 months ago
0.0 - 1.0 years
0 - 3 Lacs
Mumbai, Maharashtra, India
On-site
Roles and Responsibilities: Demat Account Sales To source the business via allotted bank branches. Key focus areas Acquiring broking clients (primarily on line) Activating clients for trading post acquisition Greet and Re-direct customers to the appropriate counters based on their service needs. Providing clients with Demo & handhold to initiate trading activities after account opening. Maintain a list of FAQ by customers and proactively seek clarification . Promote Demat & Trading account. Selling of third party products. Desired Candidate Profile:- Minimum qualification :Graduation. Age:not more than 29 Years. Should have keen interest in sales and marketing.
Posted 4 months ago
0.0 - 3.0 years
0 - 3 Lacs
Delhi, India
On-site
Roles and Responsibilities: Demat Account Sales To source the business via allotted bank branches. Key focus areas Acquiring broking clients (primarily on line) Activating clients for trading post acquisition Greet and Re-direct customers to the appropriate counters based on their service needs. Providing clients with Demo & handhold to initiate trading activities after account opening. Maintain a list of FAQ by customers and proactively seek clarification . Promote Demat & Trading account. Selling of third party products. Desired Candidate Profile:- Minimum qualification :Graduation. Age:not more than 29 Years. Should have keen interest in sales and marketing.
Posted 4 months ago
0.0 - 3.0 years
0 - 3 Lacs
Gurgaon, Haryana, India
On-site
Roles and Responsibilities: Demat Account Sales To source the business via allotted bank branches. Key focus areas Acquiring broking clients (primarily on line) Activating clients for trading post acquisition Greet and Re-direct customers to the appropriate counters based on their service needs. Providing clients with Demo & handhold to initiate trading activities after account opening. Maintain a list of FAQ by customers and proactively seek clarification . Promote Demat & Trading account. Selling of third party products. Desired Candidate Profile:- Minimum qualification :Graduation. Age:not more than 29 Years. Should have keen interest in sales and marketing.
Posted 4 months ago
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