15 Audit Reviews Jobs

Job Requirements Role/ Job Title: Customer Experience Manager-Debt Management Business: Retail Assets Function/ Department: Debt Management Place of Work: Mumbai Job Purpose This role entails managing customer experience / customer excellence for the Debt Management team. Highlighting daily SRs and customer escalation to FPRs/ SPRs, coordinate with them for closure of escalation and provide appropriate resolution to customer to enhance his/her experience with Bank. Key / Primary Responsibilities: Escalations & SR Management 2 Coordinating within the department with relevant stakeholder from customer experience standpoint (Escalation & SR Management). Reviewing existing process and policies t...

Job Description #KGS Responsible for execution of end-to-end preparation of valuations of illiquid investments / corporate debt (debt valuation) within the portfolio valuations space. Responsible for execution of end-to-end engagements, perform audit reviews and appraising third-party valuation reports Be responsible for the high-quality timely delivery of projects by self and the team members Coach a team of portfolio valuation professionals Manage workflow, delivery, team utilization and act as KGS point of contact for the onshore Geo(s) Be involved in recruitment, learning and development and performance management Build strong brand equity with onshore stakeholders Contribute to at least...

As a Dy Manager/ Manager in the Internal Audit department of a Listed Indian MNC located in Mumbai (Worli) with a Manufacturing background and SAP knowledge, your primary responsibility will be to conduct Operational and Financial analysis and audit reviews. Your duties will include: - Preparing a checklist for the audit process - Participating in opening meetings for audits - Collecting and analyzing relevant data - Participating in Exit meetings to discuss findings - Drafting audit reports - Obtaining action plans from auditees - Engaging with mentors or the Chief Internal Auditor for guidance - Releasing final audit reports - Involvement in other departmental activities like investigation...

Role Overview: You will be responsible for executing and managing assignments in the areas of risk & compliance, internal audits, process reviews, standard operating procedures, and enterprise risk management. Your role will involve reviewing compliance with company policies and procedures, documenting and implementing new policies and procedures as needed, and proposing recommendations to enhance internal controls. You will ensure risks and controls are defined as per the risk control matrix at the department level. Additionally, you will conduct audit reviews of Business Associates, monitor sampling efficiency and fraud hit rates, identify and assess risks on customers and products, and en...

NEC Software Solutions (India) is a part of the global NEC Corporation brand, with over 30 years of experience providing end-to-end IT services worldwide. With a team of more than 1300 talented professionals, we specialize in delivering high-quality software products across various industries such as publishing, media, financial services, retail, healthcare, and technology. As a leader in the integration of IT and network technologies, NEC Corporation aims to create a safer society through innovative solutions that promote safety, security, fairness, and equality. With a commitment to orchestrating a brighter world, NEC enables businesses and communities to adapt to rapid changes while foste...

As a Valuations Specialist at our company, you will be entrusted with the crucial task of overseeing the complete process involved in valuing illiquid investments and corporate debt within our portfolio valuations division. Your responsibilities will include executing end-to-end preparation of valuations, performing audit reviews, and evaluating third-party valuation reports. It will be your duty to ensure that all projects are delivered with the highest quality and within the defined timelines. You will also play a key role in reviewing the work of your team members and providing them with guidance as needed to enhance their performance and skills. Furthermore, building and maintaining stro...

The Assistant Manager Governance, Risk & Compliance (GRC) role based in Gurgaon with a 5-day working schedule in the office requires a candidate with 4-9 years of relevant experience. As a CA qualified professional, you will play a key role in internal controls, risk management, IFC testing, and audit reviews, demonstrating proficiency in Ind AS and IFRS. This position focuses on internal audit & compliance responsibilities, excluding statutory audit or US GAAP exposure. In this role, you will be responsible for planning and executing financial, operational, and compliance reviews, evaluating risk and control efficiency across various processes, conducting process walkthroughs, and designing...

You will be responsible for executing end-to-end preparations of valuations of illiquid investments and corporate debt (debt valuation) within the portfolio valuations space. Your role will also involve executing end-to-end engagements, performing audit reviews, and appraising third-party valuation reports. It will be crucial for you to ensure high-quality and timely delivery of projects. Additionally, you will review the work of and guide team members while building strong professional relationships with onshore teams through project work. To qualify for this position, you must hold educational qualifications such as CA, CFA, or MBA with a specialization in Finance & Investment Management. ...

You will be responsible for executing end-to-end preparation of valuations of illiquid investments (equity and debt valuation) within the portfolio valuations space. This includes engaging in audit reviews and appraising third-party valuation reports. Your role will require you to ensure the high-quality and timely delivery of projects by yourself and your team members. Additionally, you will be coaching a team of business valuation professionals and managing workflow, delivery, team utilization, serving as the KGS point of contact for the onshore Geo(s). As part of your responsibilities, you will also be involved in recruitment, learning and development, and performance management activitie...

We are looking for an experienced Compliance Specialist - Monitoring for execution of various compliance audits as per the annual audit plan and Procedure. You will be involved in the compliance audits, and will play an important role in understanding, evaluating various controls and processes in relation to compliance aspects of the key compliance polices.This position will work closely with other compliance team members and support initiatives from various subject matter experts and stakeholders inother departments. Roles & Responsibilities You will be responsible for executing the compliance audits and reviews as per the compliance audit annual plan. You will be responsible for participat...

You will be responsible for executing the end-to-end preparation of valuations of illiquid investments/corporate debt (debt valuation) within the portfolio valuations space. This includes performing audit reviews and appraising third-party valuation reports. Your role will involve ensuring high-quality and timely project delivery by yourself and team members. You will also be coaching a team of portfolio valuation professionals. In addition, you will be managing workflow, delivery, and team utilization, acting as the KGS point of contact for onshore Geo(s). Your responsibilities will also include involvement in recruitment, learning and development, performance management, and building stron...

The Securities & Derivatives Intmd Analyst position is an intermediate level role that involves processing orders and transactions from trading desks and branch offices in coordination with the Operations - Transaction Services team. The main objective of this position is to facilitate the clearance, settlement, and investigation of client securities and derivatives transactions. Responsibilities: - Experience in non-financial regulatory and tax reporting with subject matter expertise - Strong understanding of OTC derivatives and investment products - Proficiency in spoken and written English, with excellent presentation and communication skills - Knowledge of operational risks and control f...

The role of Risk Management Group at our organization involves collaborating closely with our business partners to effectively manage the bank's risk exposure. This is achieved by striking a balance between maximizing returns and maintaining an acceptable risk profile. As a team, we work alongside origination teams to offer financing, investments, and hedging opportunities to our customers. Investing significantly in our people and infrastructure is a key aspect of managing risk effectively and ensuring the success of our business. As a Risk Management professional, your primary responsibility will be to oversee the risk management process and frameworks within the bank. This includes facili...

As a Cyber Assurance Assistant Vice President (AVP) at Barclays in Pune, you will play a crucial role in partnering with the bank to provide independent assurance on control processes and offer advice on enhancements to ensure the efficiency and effectiveness of the bank's internal controls framework. Your responsibilities will include collaborating across the bank to maintain a robust control environment by conducting ad-hoc assessments and testing the design and operational effectiveness of internal controls aligned with the bank's policies and standards. You will develop detailed test plans and procedures to identify weaknesses in internal controls and other initiatives within the bank's ...

Role & responsibilities a. To conduct the Risk based internal audit for the areas assigned. b. To take department level initiatives for improving the departments functionality and way of doing things by the Internal Audit department. c. To ensure the timely completion of the work assigned. d. To discuss the observations/ inputs identified during the audit with the respective stakeholder in a timely manner. e. To manage the team and ensuring the efficiency and effective working of the team to achieve the work assigned. f. To ensure the quality of Audit and documentation relating to the same. g. To prepare and review of RCMs. h. To prepare of internal audit reports for MD reviews. i. To prepar...