Job
Description
Role Overview: You will be responsible for delivering a portfolio of risk-based control testing work globally across the front to back for UK Corporate Bank and Global Markets Inc. Investment Banking (IB) business. You will lead, manage, and oversee the testing teams' work, challenging control design and operating effectiveness. Additionally, you will own the development of Controls Testing plan, identify risk-focused topics with Business stakeholders and other Assurance teams. Your role will involve coordinating efforts with peers handling similar portfolios for BI, BUK, and BX business to ensure synergies. You will also deploy extensive data analytics in the Controls Testing work and support the upskilling of the team in data analytics. Furthermore, you will review and approve working papers, testing reports, and quarterly updates provided to the business. Your responsibilities will include facilitating discussions and agreements on the output of testing work with stakeholders, ensuring the accuracy of data in the Controls Testing Tool (CTT), and developing and maintaining relationships with stakeholders. Key Responsibilities: - Deliver a portfolio of risk-based control testing work globally - Lead, manage, and oversee the testing teams' work - Own the development of Controls Testing plan - Identify risk-focused topics with Business stakeholders and other Assurance teams - Coordinate efforts with peers handling similar portfolios for BI, BUK, and BX business - Deploy extensive data analytics in the Controls Testing work - Support the upskilling of the team in data analytics - Review and approve working papers, testing reports, and quarterly updates - Facilitate discussions and agreements on the output of testing work with stakeholders - Ensure accuracy of data in the Controls Testing Tool (CTT) - Develop and maintain relationships with stakeholders Qualifications Required: - CA or equivalent degree and relevant business experience relating to Front office and Operations for UK Corporate Bank and Global Markets (inc. IB) business and products - Extensive experience (approx. 20 years) in FLOD Assurance and/or Internal Audit and Control-related discipline - Experience working in Markets and Investment Banking business within a Tier 1 Bank - Excellent understanding of risk and control assessment techniques - Excellent communication skills and a proven ability to work in a matrix organization Company Details: The company focuses on partnering with the bank to provide independent assurance on control processes and advise on improvements to ensure the efficiency and effectiveness of the bank's internal controls framework. They emphasize collaboration across the bank to maintain a robust control environment through the execution of assessments and testing on the design and operational effectiveness of internal controls. Additionally, they prioritize communication of key findings and observations to relevant stakeholders and business units to improve overall control efficiency. The company also highlights the development of a knowledge center containing detailed documentation of control assessments and testing procedures to train and upskill colleagues within the bank. Role Overview: You will be responsible for delivering a portfolio of risk-based control testing work globally across the front to back for UK Corporate Bank and Global Markets Inc. Investment Banking (IB) business. You will lead, manage, and oversee the testing teams' work, challenging control design and operating effectiveness. Additionally, you will own the development of Controls Testing plan, identify risk-focused topics with Business stakeholders and other Assurance teams. Your role will involve coordinating efforts with peers handling similar portfolios for BI, BUK, and BX business to ensure synergies. You will also deploy extensive data analytics in the Controls Testing work and support the upskilling of the team in data analytics. Furthermore, you will review and approve working papers, testing reports, and quarterly updates provided to the business. Your responsibilities will include facilitating discussions and agreements on the output of testing work with stakeholders, ensuring the accuracy of data in the Controls Testing Tool (CTT), and developing and maintaining relationships with stakeholders. Key Responsibilities: - Deliver a portfolio of risk-based control testing work globally - Lead, manage, and oversee the testing teams' work - Own the development of Controls Testing plan - Identify risk-focused topics with Business stakeholders and other Assurance teams - Coordinate efforts with peers handling similar portfolios for BI, BUK, and BX business - Deploy extensive data analytics in the Controls Testing work - Support the upskilling of the team in data analytics - Review and approve working papers, testing reports, and quarterly updates - Facilitate discussions and agreements on the output of testing work with stakeholders - Ensure
