Asst Manager/Deputy Manager-4-7-Andheri

Role : Asst Manager/Deputy Manager

Qualification : CS

Experience : 4 to 7 Years

Location : Andheri

Job Description :

Design and implement a comprehensive compliance testing program

to assess adherence to regulatory requirements.

Perform independent testing and review of internal controls to ensure

compliance with applicable RBI regulations.

Document findings from compliance testing, prepare reports, and

communicate results to the Senior Management and the Board.

Conduct regular reviews to ensure compliance with all applicable RBI

regulations.

Identify, assess and monitor compliance, bribery and fraud risks

across all functions and departments in the organization. Maintain and

update the Risk register annually.

Regularly assess the adequacy of risk mitigating controls designed

and recommend enhancements where necessary.

Performing control testing for Anti-Bribery and Anti-Corruption

(ABAC) Policies and coming up with internal control gaps.

Tracking of whistle blower complaints, monitoring ongoing cases of

frauds.

Draft, Review and Update key Policies and Procedures related to RBI

regulations and ABAC.

Should be able to independently develop and maintain a compliance

checklists, manuals, and other regulatory documentation for

continuous monitoring.

Regularly monitor changes in regulatory guidelines from RBI, IRDAI

and US D.O.J and update compliance processes accordingly.

Drafting Training material content on key RBI and ABAC Policies.

Collaborate with cross-functional teams to facilitate the

implementation of compliance requirements.