Asst Manager/Deputy Manager-4-7-Andheri Mangalam Placement Private Limited

4.0 - 8.0 years

4 - 9 Lacs

Mumbai, Maharashtra, India

On-site

Role : Asst Manager/Deputy Manager Qualification : CS Experience : 4 to 7 Years Location : Andheri Job Description : Design and implement a comprehensive compliance testing program to assess adherence to regulatory requirements. Perform independent testing and review of internal controls to ensure compliance with applicable RBI regulations. Document findings from compliance testing, prepare reports, and communicate results to the Senior Management and the Board. Conduct regular reviews to ensure compliance with all applicable RBI regulations. Identify, assess and monitor compliance, bribery and fraud risks across all functions and departments in the organization. Maintain and update the Risk register annually. Regularly assess the adequacy of risk mitigating controls designed and recommend enhancements where necessary. Performing control testing for Anti-Bribery and Anti-Corruption (ABAC) Policies and coming up with internal control gaps. Tracking of whistle blower complaints, monitoring ongoing cases of frauds. Draft, Review and Update key Policies and Procedures related to RBI regulations and ABAC. Should be able to independently develop and maintain a compliance checklists, manuals, and other regulatory documentation for continuous monitoring. Regularly monitor changes in regulatory guidelines from RBI, IRDAI and US D.O.J and update compliance processes accordingly. Drafting Training material content on key RBI and ABAC Policies. Collaborate with cross-functional teams to facilitate the implementation of compliance requirements.

Posted 11 hours ago

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