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Legal & Compliance Officer

2.0 - 5.0 years

5 - 10 Lacs

Mumbai, Maharashtra, India

Posted:2 weeks ago| Platform: Foundit logo

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Skills Required

Company Secretary Roc Regulation and compliances sebi regulations

Work Mode

On-site

Job Type

Full Time

Job Description

Role : Legal & Compliance Officer Location: Mumbai ( Prabhadevi) Qualification : CS + PG Diploma in Securities Laws or LLB + PG Diploma in Securities Laws Experience: 2 to 5 years Job description : Key Responsibilities:- Provide legal advice and ensure compliance with SEBI, NSE, BSE, and NSDL regulations. Draft, review, and manage contracts and legal documents. Handle inspections from SEBI, Exchanges, and DP; prepare reports and responses. Address investor complaints and regulatory queries. Monitor and report on internal compliance, KYC, due diligence, and transaction alerts. Coordinate certifications, internal training, and policy implementation. Manage periodic regulatory filings and audits.

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Mangalam Placement Private Limited
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26 Jobs

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