Analyst, Fund Compliance

Russell Investments

2 - 3 years

7 - 8 Lacs

mumbai

Posted:1 hour ago| Platform:

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Skills Required

global operations business analysis mutual funds cma analytical back office fund administration asset management information technology monitoring

Work Mode

Work from Office

Job Type

Full Time

Job Description

Knowledge of The Investment Company Act of 1940, Internal Revenue Code, CFTC Rules, ERISA and Washington State Banking laws that are applicable to the regulatory compliance testing effort.
Ensure the Quarterly and Monthly reporting to the Board and CCO is accurate and complete. Research and advise on the implementation of new industry regulations and best practices, as well as any testing associated with new and existing regulations.
Integrate knowledge of regulatory compliance with technology platforms employed to ensure that the Funds are operating in compliance with applicable laws and regulations, and that processing remains accurate and data integrity is maintained. Examples include Conducts technical and business analysis necessary to successfully ensure the law s requirements are tested in accordance with guidelines. Ensures that daily, monthly, and quarterly testing processes function accurately.
Demonstrate an understanding of various complex derivative instruments, including complex swap instruments, futures, and options.
Responsible for monitoring compliance with prospectus and offering documents and stay current with Fund and regulatory developments relating to the team s tasks and processes.
Additional responsibilities include: amortized cost monitoring, Form 13F filing to SEC, TIC-S reporting to U.S. Treasury, oversight of CFTC exemption testing, N-CEN, SAI and other annual and semi-annual reporting.
Demonstrate an ability to analyze complex issues, research solutions, prioritize workload and bring regulatory testing issues to resolution.

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