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Team Member - Compliance-Support Services-Compliance

5 - 10 years

1 - 5 Lacs

Mumbai

Posted:1 day ago| Platform: Naukri logo

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Skills Required

auditing capital market financial services assurance ms office tools css ado.net ajax jquery regulatory requirements sql asp.net html web api mvc wcf c# entity framework regulatory compliance javascript sql server angular linq regulations .net

Work Mode

Work from Office

Job Type

Full Time

Job Description

About The Role As a About the Job The expectation and primary accountability of the position in the Compliance Department is to monitor,understand, interpret and guide business teams regarding new regulations emanating from financial services and capital market regulators (such as SEBI, NPCI, NSDL, CDSL etc.). To monitor new regulations as and when they arise, and to promptly circulate these to relevant internal stakeholders. Proactively analyse the impacts, allocate actions to business owners, and provide guidance on implementation. Perform testing of actual implementation to ensure that the revised process & controls are sufficient to meet regulatory expectations from both, a design & operating effectiveness perspective. Assist senior stakeholders in preparing notes for engagement with regulators as and when required, to obtain clarity on the regulations. Job Requirements: The candidate should possess the following attributes: Graduate with 5+ years of work experience in banking / financial services / securities in the Compliance team or in an assurance role with particular focus on regulatory compliance. Knowledge about key regulatory requirements relating to financial services and capital market regulators (such as SEBI, NPCI, NSDL, CDSL etc.). Hands-on experience of implementing or monitoring implementation of regulations. Prior audit or assurance background will be preferred. Functional knowledge about bank functioning different business segments and functions with particular focus on financial services / capital markets. Prior experience of working in Compliance in a Securities entity is preferred. Ability to perform under pressure within the given time lines. Should possess good communication / interpersonal / problem solving skills and has to be a quick learner. Diligent, hard-working & a team player, with ability to drive outcomes when working with other stakeholders. Proficient in working on MS Office tools.

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Kotak Life Insurance
Kotak Life Insurance
www.kotaklife.com

Insurance

Jaipur

4000+ Employees

493 Jobs

    Key People

  • Mahesh Balasubramanian

    Managing Director & CEO

  • Kavitha Kamath

    Executive Vice President

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