Stock Loan Operations, AVP

Job Description

Manage the day-to-day operation of the India stock loan team Oversee operational processes including settlements, exposure management, contract compare and billing Create an inclusive team environment Manage day to day process coverage, staff leave etc Provide SME knowledge and be the escalation point for any issues Resolve trading desk escalations in a timely and complete manner Minimise breaks Ownership of key controls (KRI, ERI) and metrics around breaks Resolve processing issues by investigating root causes, and proposing balanced solutions, taking into account risk Record Date controls - ensuring all full adherence to the record date controls Help to embed control escalation into the day to day activities Co-ordinate regional regulatory reporting requirements Have input into strategic planning from both technology and processing perspective System upgrades - provide input into training plans, and assist with UAT, co-ordinate with project managers, front office and operations. Have input into New Product Approvals, and New Trade approvals process. Specifically to provide input into the process, risk and control elements, testing, and post go-live monitoring. Provide input into regulatory conversations, and ensure joined up approach across front office and operations, and completeness for any reporting. Market initiatives - understand implications of new market initiatives on the stock loan Front to back. Your skills and experience Strong team player with ability to communicate effectively and build relationships with both internal and external clients People management Flexibility to work extended hours when required Ability to challenge existing procedures and proactively look for process and system improvements Clear and concise communication and escalation. Ability to recognise high risk situations and deal with them in a prompt manner Proactive and able to work under your own initiative Good prioritisation and time management skills Understanding of key controls within the end to end business process Good understanding of securities lending, cash equities and structured finance Strong knowledge of settlements and lifecycle of a trade preferred Relevant experience with an Investment Bank, Financial Institution, Accountancy, Consultancy Prior Equity Operations experience You will be (Skills/Competencies) Highly motivated and thrive in a high volume environment Able to manage a team Control oriented and risk aware Client focused Constantly looking for ways to improve systems and processes, with an analytical mindset How we ll support you Training and development to help you excel in your career Coaching and support from experts in your team A culture of continuous learning to aid progression A range of flexible benefits that you can tailor to suit your needs