Senior Technical Compliance Manager

Key Skills:

Roles and Responsibilities:

• Conduct annual SOX IT control walkthroughs across application controls, logical access, change management, and IT operations
• Design comprehensive test plans covering all control attributes, including alternatives for automated controls and code review procedures
• Execute ITGC and IT Automated control testing to assess effectiveness for financial reporting support
• Document clear and detailed SOX IT testing workpapers
• Ensure consistent documentation of SOX audit procedures and adherence to audit methodologies
• Provide sufficient and clear evidence to support audit findings and technical conclusions
• Assess internal control effectiveness for proper design, implementation, and operation
• Identify risks, evaluate control deficiencies, and work with control owners to design remediation activities
• Prepare concise and comprehensive SOX audit reports including findings and recommendations
• Monitor remediation efforts to closure with review of evidence and retesting where applicable
• Build and maintain collaborative relationships with cross-functional business and IT stakeholders

Skills Required:

• Strong knowledge of SOX compliance frameworks and audit procedures
• Hands-on experience with SOX testing and IT General Controls (ITGC)
• Proven understanding of cybersecurity compliance principles
• Familiarity with identity and access management (IDE) systems
• Working knowledge of change management processes and controls
• Experience in control design, implementation, and evaluation
• Ability to interpret and apply regulatory compliance standards
• Strong analytical, documentation, and report-writing skills

Education:

• Bachelor's degree in Computer Science or a related field
• MS or MBA is a plus
• Professional certifications preferred: CISA, CISM, or CISSP