49 Sox Testing Jobs

Senior Manager - Internal Assurance 7+ Years - Gurgaon We are seeking a CA with 7+ years of relevant experience in internal controls and compliance. The role requires proven expertise in ICFR, SOX Testing , Process & Control Testing, and end-to-end SOP development and implementation. The candidate should demonstrate sound knowledge of risk and control frameworks and strong stakeholder interaction and communication skills. If this sounds like the right fit for you, wed be happy to receive your application. Location - Gurgaon Your Future Employer - Work with a high-performing financial enterprise that emphasizes innovation, transparency, and service excellence. The environment encourages learn...

As a SOX/Financial Control Testing Analyst, your role will involve performing SOX testing to evaluate the effectiveness of internal controls over financial reporting (ICFR). You will be responsible for executing detailed testing of financial controls and processes in compliance with SOX requirements. It will be essential for you to assess the design and operating effectiveness of internal controls, collaborate with stakeholders for timely completion of testing, review financial reporting processes to identify control weaknesses, and document testing outcomes along with any corrective actions. Furthermore, you will contribute to the preparation of reports and presentations for senior manageme...

Role Overview: As an Assistant Vice President - Business Expense (BX) Cost Controller Center of Excellence (CoE) at Barclays, you will lead the evolution of the digital landscape by driving innovation and excellence. Your primary focus will be on utilizing cutting-edge technology to transform digital offerings and ensure unparalleled customer experiences. Key Responsibilities: - Ensure accuracy and transparency in financial reporting as per governance requirements, including documentation and certification of controls. - Prepare asset-related disclosures and schedules. - Ensure timely capitalization of projects and accurate CWIP monitoring. - Ensure adherence to Economic Transfer Agreements ...

Key Skills: SOX, SOX testing, ITGC, IT Audit, SOC 1, SOC 2, Internal Audit Roles and Responsibilities: Manage multiple client engagements, ensuring quality, compliance, and timely delivery. Monitor project progress, implement corrective measures, and mitigate risks. Propose innovative solutions to enhance engagement productivity and client satisfaction. Ensure adherence to engagement plans, internal standards, and risk management procedures. Identify and escalate potential risks, red flags, and compliance issues. Demonstrate industry specialization by staying updated on trends, challenges, and best practices. Prepare and deliver presentations, reports, and client updates. Build strong intern...

Role Overview: As a Specialist - Application Testing at Linde Global Support Services Pvt. Ltd, you will be responsible for providing hands-on test automation services to ERP/Non-ERP engagements, testing all assigned Controls during SOX testing cycles, and suggesting/process improvement in SOX and test automation. You will need to understand business requirements from the lead/stakeholders, provide inputs for technical solutions, build, maintain, and optimize testing/test automation artifacts, and propose new methodologies, tools, and technologies. Your role will involve delivering SOX testing/test automation services as per committed quality and timeline, addressing challenges during surge ...

You will enjoy working as a Specialist - Application Testing at Linde Global Support Services Pvt. Ltd, where your main responsibilities will include: - Delivering all SOX testing/test automation services as per committed quality and timeline. - Addressing challenges in case of surge requirements, absence, and attrition. - Participating in global and regional IT projects by providing efficient testing/automation services. - Ensuring adherence to the SOX testing/test automation processes & maintaining the quality of deliverables. - Assisting in technical evaluations for respective areas of expertise. - Helping new team members understand the SOX testing/test automation process & framework. - ...

As a Control Testing Manager, your role involves performing control testing under SoX and ICoFR regulations. You will be responsible for managing controls documentation, ensuring compliance with best practices and applicable regulations, and leading remediation efforts for controls across all Group entities. Additionally, you will provide support in defining and maintaining an effective internal control framework for the Business tower under Indian Companies Act and SOX requirements. Your responsibilities also include driving dashboard reporting and audit efficiencies in alignment with the IT Tower, collaborating with stakeholders to resolve issues and enhance process workflows, and managing...

As a GL Accountant at Enviri GSC, you will be responsible for independently booking standard and nonstandard journals, deciding on account codes, and ensuring proper documentation for all journal entries. You will also prepare monthly balance sheet account reconciliations, have a good understanding of balance sheet accounts, and perform bank statement reconciliations. Additionally, you will be involved in month-end close activities, review trial balances, analyze movements between accounts, and update commentary for variances in the profit & loss and balance sheet. Your role will also include identifying glitches or adverse balances for reclass journal entries, performing management accounti...

You will be responsible for independently booking standard and nonstandard journals, deciding on account codes, and ensuring proper documentation for all journal entries. Additionally, you will prepare monthly balance sheet account reconciliations, have a good understanding of balance sheet accounts, and perform bank statement reconciliations. Your role will also involve month-end close activities, reviewing trial balances, analyzing movements between accounts, and updating commentary for variances in the profit & loss and balance sheet. Furthermore, you will identify glitches or adverse balances for reclass journal entries, perform management accounting, lease account exposure per US GAAP, ...

Job Description: As a Regulatory Compliance Analyst at Accenture, you will have the opportunity to help clients transform their compliance function from reactive to proactive through an intelligent compliance operating model powered by data, intelligent technologies, and talent. Your main focus will be on conducting testing tasks within Agile models and integration processes, as well as managing development sprints. Key Responsibilities: - Conduct testing tasks within Agile models and integration processes - Manage development sprints - Analyze and solve lower-complexity problems - Interact with peers within Accenture before updating supervisors - Have limited exposure with clients and/or Ac...

Job Description Lead and support controls testing to ensure compliance with Laws, Rules, and Regulations (LRR) for Own Funds, Eligible Liabilities, and all RWA risk types. Own and deliver high-quality, timely control testing and sample reviews of 1LOD work. Prepare workpapers and reports to a high standard using agreed templates. Document issues and agree on remediation with stakeholders. Provide subject matter input on controls and PRA regulatory reporting compliance. Conduct walkthroughs and test control design and operating effectiveness for regulatory compliance. Review and provide feedback on 1st Line Of Defense control testing samples. Document test results and issues per agreed templa...

Experience: 2-5years Work Mode: Remote Qualification: MBA in Finance/CA/CMA/CWA Job Description About this Role The Risk, Assurance and Controls (RAC) team at Vodafone Group plays a pivotal role as the 'second line of defence'. This position sits within the Second Line Assurance team and is responsible for conducting quality reviews and end-to-end testing of controls related to high-risk Vodafone policies and processes. The role ensures that controls are accurately designed and effectively operating to mitigate potential risks. It involves reviewing evidence, understanding processes, reporting outcomes, and tracking mitigation actions. The individual will also provide consistent feedback to ...

As a SOX Compliance Manager at our company, you will play a crucial role in planning, implementing, coordinating, and executing all phases of SOX testing compliance processes. Your responsibilities will include leading walkthroughs, identifying and validating key controls, developing testing procedures, executing and documenting testing, and reporting results to management. You will also be tasked with managing updates to process documentation and control matrices for existing SOX processes, as well as assisting in the preparation and review of documentation for new processes. Key Responsibilities: - Perform reviews over SOX deliverables of junior resources to ensure work paper documentation...

As a Regulatory Compliance Associate Manager at Accenture, you will play a crucial role in helping clients transform their compliance function from reactive to proactive by implementing an intelligent compliance operating model driven by data, intelligent technologies, and talent. - Conduct testing tasks within Agile models and integration processes - Manage development sprints - Specifically looking for someone with SOX testing experience to fill this role Your key responsibilities will involve seamless client handling to oversee and coordinate the successful deployment of Risk Management & Compliance activities, ensuring consistency and standardization. You will be required to: - Implement...

As a CICO AML at American Express, you will play a crucial role in performing compliance operation activities supporting the Market Compliance Officers for International markets. Your responsibilities will include: - Analyzing financial documents and statements to identify suspicious patterns that have occurred or may occur in the future. - Investigating, measuring, and reporting on the organization's risk of suspicious or fraudulent financial activity. - Assessing the financial risks posed by a company's operations and monitoring/regulating high-risk activities. - Performing PEP reviews and making decisions on potential matches during onboarding new accounts, as well as conducting Enhanced ...

BNC has been mandated to recruit an Internal Audit with strong exposure in IFC and SOX testing for one of our Big8 Client based in Delhi NCR. Role: Internal Audit (Contract) Duration: 36 months Location: Delhi NCR Requirements: 13 years of relevant experience in Internal Audit Strong exposure in IFC & SOX testing Qualified CA / Experienced IA professional Knowledge of SAP is a must This role is a 3-6 months contract role. Immediate joiners are preferred. If interested please share your resume at [HIDDEN TEXT] #InternalAudit #Hiring #SOX #IFC #SAP #BNC #JobOpportunity #DelhiNCR

Internal Audit:Senior Auditor - Central Functions Audit INTERNAL USAGE: No. of Vacancies:Reports to: Is a Team leaderNTeam Size: Grade:DM - Manager Business:Department: Sub-Department: Location: About Internal Audit Internal Audit function of the Bank, operates independently under the supervision of the Audit Committee of the Board and is responsible for providing an independent view to the Board of Directors and Senior Management on the quality and efficacy of the internal controls, risk management systems, governance systems and processes in place on an on-going basis. This is provided to primarily ensure that the business and support functions are in compliance with both internal and regu...

Job Description At American Express, our culture is built on a 175-year history of innovation, shared and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new skills, develop as a leader, and grow your career. Here, your voice and ideas matter, your work makes an impact, and together, you will help us define the future of American Express. CICO AML: Perform compliance operation activities supporting the Market Compliance Officers for International market like overseeing and/executing the AML...

As a Regulatory Compliance Senior Analyst at Accenture, you will play a crucial role in helping clients transform their compliance function from reactive to proactive through an intelligent compliance operating model. This model is powered by data, intelligent technologies, and talent, aimed at creating value and shared success for clients, people, shareholders, partners, and communities. Your primary responsibility will involve conducting testing tasks within Agile models and integration processes while also managing development sprints. The ideal candidate for this role should have a strong background in SOX testing and be adept at analyzing and solving increasingly complex problems. In th...

As a Regulatory Compliance Analyst at Accenture, you will play a crucial role in helping clients transition their compliance function from reactive to proactive by implementing an intelligent compliance operating model that leverages data, intelligent technologies, and talent. Your responsibilities will include conducting testing tasks within Agile models and integration processes, managing development sprints, and utilizing your expertise in SOX testing. It is imperative that you possess automated/IT control testing experience to excel in this role. To thrive in this position, you must demonstrate a commitment to quality, excellent written and verbal communication skills, proficiency in ris...

You will work as a Manager of IT Internal Audit at UKG, where you will collaborate with the Director, Internal Audit, and the global management team to oversee a wide range of audit and consulting activities focused on IT and related areas. Your responsibilities will include leading a team of IT auditors, assigning tasks, facilitating team development, and assisting the Director IA with staff management duties. You may be involved in conducting assessments, evaluations, and supervising the implementation of IT audit procedures. Additionally, you will be expected to create IT audit programs, operationalize activities in the audit management platform, and review the work done by the team. At U...

Greetings, We are currently looking for a candidate to fulfill the resource requirement for SOX Documentation at our esteemed organization. The ideal candidate should possess an undergraduate degree or master's degree with 2-10 years of consulting/industry experience in operational risk management. It is essential to have experience in handling, leading, or being a team member in end-to-end compliance review, risk, or assurance reviews/engagements. The candidate should be proficient in process mapping, process walkthroughs, test of design & operating effectiveness, creating findings memos, and updating GRC tools. Prior exposure to SOX testing in the FS sector will be given preference. Famili...

As a Regulatory Compliance Senior Analyst at Accenture, you will play a crucial role in helping clients transform their compliance function from reactive to proactive by implementing an intelligent compliance operating model. This model will be powered by data, intelligent technologies, and talent, with a focus on SOX testing experience. Your responsibilities will include conducting testing tasks within Agile models and integration processes, as well as managing development sprints. In this role, you will be expected to analyze and solve increasingly complex problems. Your day-to-day interactions will primarily be with peers within Accenture, with some potential interaction with clients and/...

You have been mandated to recruit a skilled Chartered Accountant (CA) with experience in SOX (Sarbanes-Oxley) testing and financial control processes for a temporary role based in Gurgaon. The ideal candidate will have a strong background in SOX testing, with a particular focus on Internal Financial Controls (IFC), and a solid understanding of financial control frameworks. Key Responsibilities: - Perform SOX testing to assess the effectiveness of internal controls over financial reporting (ICFR). - Execute detailed testing of financial controls and processes in line with SOX compliance requirements. - Assess the design and operating effectiveness of internal controls. - Collaborate with stak...

Key Skills: SOX, Cyber security compliance, SOX testing, ITGC, Compliance, IDE (Identity and Access Management), Change Management, Control management Roles and Responsibilities: Conduct annual SOX IT control walkthroughs across application controls, logical access, change management, and IT operations Design comprehensive test plans covering all control attributes, including alternatives for automated controls and code review procedures Execute ITGC and IT Automated control testing to assess effectiveness for financial reporting support Document clear and detailed SOX IT testing workpapers Ensure consistent documentation of SOX audit procedures and adherence to audit methodologies Provide s...