Regulatory Operations Analyst

2 - 6 years

6 - 11 Lacs

Posted:1 day ago| Platform: Naukri logo

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Job Type

Full Time

Job Description


 
About The Role : 
Job TitleRegulatory Operations Analyst
LocationPune, India
Role Description
As part of the COO function, the Global Reporting & Performance Measurement department is responsible for the provision of client-specific and regulatory reports for the entire DWS Active, Passive & Alternatives business area.
  • As Operation Analyst in the Regulatory Reporting team, you are responsible for the timely and accurate preparation, publication, and distribution of all regulatory reports and internal evaluations.
  • You will work closely with external stakeholders such as clients, auditors, and regulatory authorities and will be available to assist with any questions.
  • Internally, you will ensure smooth process flow.
  • You will coordinate, organize, and monitor internal interfaces. You will independently manage and drive projects forward.
  • You will play a key role in communication between the functional teams.
  • You will share your acquired knowledge and continuously work on process performance efficiency. In doing so, you will build a trusting working relationship with internal and external stakeholders.

  • What well offer you
    As part of our flexible scheme, here are just some of the benefits that youll enjoy,
  • Best in class leave policy.
  • Gender neutral parental leaves
  • 100% reimbursement under childcare assistance benefit (gender neutral)
  • Sponsorship for Industry relevant certifications and education
  • Employee Assistance Program for you and your family members
  • Comprehensive Hospitalization Insurance for you and your dependents
  • Accident and Term life Insurance
  • Complementary Health screening for 35 yrs. and above

  • Your key responsibilities
  • Timely preparation, review, and distribution of CSSF Self-Assessment Questionnaire (SAQ) and other regulatory reports.
  • Collaboration with multiple global teams as part of a coordinated approach to develop solutions for improving SAQ reporting.
  • Communication with supervisory authorities, as well as internal and external stakeholders, regarding SAQ issues and other regulatory reports.
  • Performing checks and maintain documentation to ensure that there are sufficient records for future reference.
  • Independent project work on legislative changes and process improvements/expansions.
  • Supporting IT implementation in the development and optimization of the relevant reporting solutions.
  • Maintain accurate and detailed documentation for all process-related activities, including special requirements and deviations.
  • Manage queries within a team and resolve them with help of onshore colleagues if required.
  • Escalate all issues in time, to the appropriate level, to avoid any adverse impact on the business.
  • Awareness of risks attached to the processes and escalation of potential risks to the bank to Team Manager.
  • Ensure proper back-ups created and assist other teams during contingencies (Staff shortage, high volumes etc.)
  • Get involved in process improvement projects driven by the management.
  • Stay updated on basic regulatory requirements and changes with support from training provided by organization.

  • Your skills and experience
  • Completion of Graduation/post-graduation or MBA in Finance or equivalent qualification.
  • Good understanding of Asset Management, Regulatory Reporting.
  • Should have 0-4 years of experience. (Regulatory reporting experience would be beneficial).
  • Knowledge on usage of applications/ tools like Aladdin etc.
  • Excellent communication (verbal & written) and interpersonal skills.
  • Proactiveness in taking responsibility, priorities work and mange time effectively and learn new tasks.
  • Strong attention to detail and ability to manage multiple checklists and tasks.
  • Ability to work under tight deadlines and ensure compliance with regulatory standards.
  • Team-playing skills and flexibility in working hours.

  • Training and development to help you excel in your career.
  • Coaching and support from experts in your team.
  • A culture of continuous learning to aid progression.
  • A range of flexible benefits that you can tailor to suit your needs.

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    Deutsche Bank logo
    Deutsche Bank

    Banking and Financial Services

    Frankfurt

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