12 Regulatory Obligations Jobs

As a Controls Oversight professional at PBWM in Mumbai, you will play a crucial role in enhancing the risk and control frameworks within the organization. Your responsibilities will include: - Providing oversight, guidance, and support throughout the issues management process, ensuring quality and adherence to SLAs - Implementing and managing frameworks effectively across aligned businesses, functions, and horizontals - Offering advice, education, and awareness on issues management for continuous improvement - Driving a sustainable controls culture through data-led indicators and overseeing the Control Framework - Proactively identifying and resolving thematic issues for control enhancement ...

As a part of Airbnb's Escalations team based in Gurugram, you will be responsible for owning the resolution of high-stakes issues raised directly to the CEO and Executive Team. Your role will require you to deliver "unreasonable hospitality" by balancing urgency, empathy, and fairness. This will involve diving deep to uncover root causes, crafting solutions that rebuild trust, and proactively mitigating brand risk. Your work will directly impact user perception of Airbnb, turning detractors into promoters and surfacing insights for business-wide improvements. Key Responsibilities: - Lead resolution of critical cases escalated to senior leadership with precision and urgency, delivering person...

As a qualified Chartered Accountant with over 15 years of experience, you will play a crucial role in managing company finances and accounts effectively. Your responsibilities will include financial planning, management reporting, and ensuring internal controls are in place to maintain the financial health of the organization. Your expertise in accounting principles, GST, statutory compliances, and taxation will be instrumental in guiding the company to meet regulatory requirements. Key Responsibilities: - Lead cross-functional ERP implementations and drive process optimization to enhance operational efficiency. - Implement cost control measures, conduct profitability analysis, and enable da...

Role Overview: As a Finance Manager at Morph Design Company, you will be responsible for managing company finances and accounts with hands-on experience. Your expertise in financial planning, management reporting, and internal controls will be crucial in driving strategic financial planning, budgeting, and capital deployment to align with organizational goals across all business verticals. You will lead a high-performing finance team and ensure timely and accurate financial performance reports for senior leadership. Key Responsibilities: - Drive strategic financial planning, budgeting, and capital deployment across all business verticals. - Oversee end-to-end accounting operations, financial...

The primary objective of the role of MT (Management Trainee) in the Compliance Department of a Leading Private Bank in Mumbai is to manage various projects within the Compliance Testing team. You will be responsible for assisting the team in reviewing Compliance monitoring themes, products, and processes by conducting data review, analysis, and ensuring proper reporting. Additionally, your role will involve disseminating and tracking the implementation of regulatory obligations across different business units. You will also handle any other compliance-related tasks or projects assigned from time to time. As an MT, you will play a crucial role in managing projects within the Compliance functi...

Your role in risk identification, control evaluation, and security governance is crucial in advising on complex situations and enhancing the firm's risk posture. Through collaboration and analytical skills, you will contribute to the Testing CoE's overall success and strengthen the firm's compliance with regulatory obligations and industry standards. Lead comprehensive control evaluations and substantive testing independently to assess the design and effectiveness of controls within Global Technology. Understand the Technology processes within the firm and the risks associated with these processes. Work actively with Assessment Leads and Technology, Risk, and Control professionals to enhance...

The role of MT (Management Trainee) in the Compliance department of a Leading Private Bank in Mumbai requires a candidate who is a CA 1st Attempt. As an MT, your primary objective will be to manage various projects within the Compliance Testing team. You will be responsible for assisting the team in reviewing Compliance monitoring themes, products, and processes by conducting data review, analysis, and ensuring proper reporting. Your duties will include disseminating and tracking the implementation of regulatory obligations across business units. Additionally, you will be assigned compliance-related tasks and projects as required. You will also manage projects within the Compliance function ...

Unlock seamless data management by efficiently handling and maintaining client reference data across diverse business lines and locations, ensuring timely and authorized actions for optimal performance. As a Reference Data Specialist within the Party Central team, you will manage and maintain client reference data across multiple business lines and locations, ensuring timely and authorized data actions. You will liaise with requestors and business partners, conduct data analysis, and maintain MIS reports, while valuing strong analytical skills and teamwork. Lead daily operations related to Party Central, focusing on setup, maintenance, and updates on client accounts. Validate and diligently ...

You will be responsible for conducting compliance testing and reporting in a detailed and proactive manner. Your role will involve performing periodic testing and surveillance of key business areas to ensure compliance with policies, procedures, and regulatory obligations. Additionally, you will be required to review and maintain policies & procedures, risk assessments, and key risk indicators. In terms of reporting, you will prepare formal compliance assessment reports that summarize test results, identify risk areas, and recommend risk mitigation plans and process enhancements. You will also assist with the development and implementation of corrective actions as identified by the testing p...

As a global leader in assurance, tax, transaction and advisory services, we hire and develop the most passionate people in their field to help build a better working world. This starts with a culture that believes in giving you the training, opportunities and creative freedom. At EY, we don't just focus on who you are now, but who you can become. We believe that it's your career and It's yours to build which means potential here is limitless and we'll provide you with motivating and fulfilling experiences throughout your career to help you on the path to becoming your best professional self. The opportunity : Analyst-TMT-TAX-TAX - Indirect Tax - Core - New Delhi TMT : Industry convergence of...

Role Description: This is a full-time on-site role for a Compliance Officer located in Greater Noida. We are seeking an experienced Compliance Officer to join our team. This role is Pivotal in ensuring that the organisation maintains full compliance for the College. This role monitors regulatory obligations, supports continuous improvement, and ensures the organisation's policies, procedures, training, assessment, and reporting activities meet regulatory requirements. This position requires a proactive individual who thrives tin a fast paced, multicultural environment, driving meaningful collaboration and supporting college's global objective. Key Responsibilities : Monitor regulatory change...

Role Description: This is a full-time on-site role for a Compliance Officer located in Greater Noida. We are seeking an experienced Compliance Officer to join our team. This role is Pivotal in ensuring that the organisation maintains full compliance for the College. This role monitors regulatory obligations, supports continuous improvement, and ensures the organisation's policies, procedures, training, assessment, and reporting activities meet regulatory requirements. This position requires a proactive individual who thrives tin a fast paced, multicultural environment, driving meaningful collaboration and supporting college's global objective. Key Responsibilities : Monitor regulatory change...