Product & Compliance Officer

Job Title: Compliance & Business Development Officer
Company: Alphabet Services LLP
Location: GIFT City, Gandhinagar
Job Type: Full-Time | On-site
Industry: Financial Services / Investments

About Us:

Alphabet Services LLP is a financial services firm based in GIFT City, focused on fund distribution, and cross-border financial solutions. We are currently seeking a dynamic individual to join our team in a dual role that combines regulatory compliance with client-facing business development and operations.

Role Overview:

The selected candidate will function as the Compliance Officer as per IFSCA norms and also contribute to business development, investor coordination, and operational execution. This role demands precision, discretion, and a passion for the financial services space.

Eligibility Criteria (as per IFSCA norms):

• Minimum 2 years of experience in financial services or compliance roles
• Mandatory qualification: CA / CS / CFA / LLB / Postgraduate in Finance or Law
• Should not be disqualified or barred by any financial regulator
• Familiarity with SEBI / IFSCA regulations is preferred

Key Responsibilities:Compliance Responsibilities:

• Ensure adherence to all applicable IFSCA laws, circulars, and compliance frameworks
• Handle regulatory reporting, record-keeping, and routine filings with accuracy
• Maintain updated compliance policies and registers
• Coordinate with IFSCA and other regulatory stakeholders
• Maintain strict confidentiality of all client and business information

Business Development & Operations:

• Onboard new clients and complete documentation as per compliance norms
• Interact regularly with wealth managers, clients, AMCs, and product partners
• Make and receive calls to coordinate meetings and respond to client queries
• Research and analyze financial products, mutual funds, and alternate assets
• Create pitch presentations and investor decks in coordination with product teams
• Prepare MIS reports, meeting calendars, and follow-ups
• Ensure smooth execution of client transactions with zero errors
• Manage invoicing, backend coordination, and all operational aspects of client servicing

Functional Competencies:

• Strong understanding of financial markets and investment products
• Proficiency in MS Office – Excel, PowerPoint, and Word
• Excellent communication and drafting skills (verbal & written)
• Ability to handle multiple tasks with accuracy and timeliness
• Fluency in English and confidence in interacting with senior professionals
• Highly organized with a strong sense of ownership and confidentiality

Why Join Us?

• Opportunity to work at the heart of India’s global financial hub – GIFT City
• Exposure to a dual-function role across compliance and business
• Entrepreneurial work culture with hands-on learning and growth potential

Job Types: Full-time, Permanent

Pay: ₹10,000.00 - ₹40,000.00 per month

Benefits:

• Paid sick time
• Work from home

Schedule:

• Day shift

Supplemental Pay:

• Performance bonus
• Yearly bonus

Education:

• Master's (Required)

Experience:

• total work: 2 years (Required)

Language:

• English (Preferred)

Work Location: In person