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National Securities Depository (NSDL)
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Manager / Senior Manager- Compliance- SEBI Data

Manager / Senior Manager- Compliance- SEBI Data

National Securities Depository (NSDL)

4 - 9 years

|

10 - 15 Lacs

Posted:6 hours ago| Platform:

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Skills Required

regulatory compliance capital market pmla compliance

Work Mode

Work from Office

Job Type

Full Time

Job Description

Co-ordination with SEBI, on behalf of Regulatory Function of NSDL
Ensure timely submission of a response of query received from SEBI or data to SEBI from regulatory department
Co-ordinate with stakeholders to ensure availability of the data in timeline to the unit for further submission to SEBI
Maintaining the register / MIS to track queries or requirement received from SEBI to regulatory department which includes Surveillance, IG, Inspection, Secretariat, DP Admission, issuer admission, Investor Protection
Responding to SEBI email
Attending SEBI meeting on behalf of regulatory function
Informing senior management regarding completion status
Knowledge of demat account and related transactions
Knowledge of PMLA compliance

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National Securities Depository (NSDL)

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