Manager / Senior Manager- Compliance- SEBI Data National Securities Depository (NSDL)

4.0 - 9.0 years

10 - 15 Lacs

mumbai

Work from Office

Co-ordination with SEBI, on behalf of Regulatory Function of NSDL Ensure timely submission of a response of query received from SEBI or data to SEBI from regulatory department Co-ordinate with stakeholders to ensure availability of the data in timeline to the unit for further submission to SEBI Maintaining the register / MIS to track queries or requirement received from SEBI to regulatory department which includes Surveillance, IG, Inspection, Secretariat, DP Admission, issuer admission, Investor Protection Responding to SEBI email Attending SEBI meeting on behalf of regulatory function Informing senior management regarding completion status Knowledge of demat account and related transactions Knowledge of PMLA compliance

Posted 1 week ago

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Sr. Compliance Officer Suncrypto

5.0 - 9.0 years

0 Lacs

jaipur, rajasthan

On-site

As a Senior Compliance Manager at Suncrypto, a top 5 Crypto Exchange in India, you will be responsible for leading the compliance and AML functions of the company. With 5-7 years of experience in Regulatory Compliance, AML, and Financial Crime Risk Management, you will play a crucial role in ensuring Suncrypto's adherence to all compliance frameworks applicable to Virtual Digital Asset Service Providers (VDASPs) in accordance with FIU-India guidelines, PMLA, FATF recommendations, and other regulatory requirements. Your key responsibilities will include developing and implementing AML, KYC, and Transaction Monitoring policies, overseeing FIU-India reporting, and handling compliance obligations for crypto transactions. You will lead and mentor the compliance team, collaborate with internal stakeholders, and act as the primary point of contact for FIU, Law Enforcement Agencies (LEA), and regulatory authorities. Additionally, you will oversee AML transaction monitoring processes, implement KYT solutions, and ensure a robust fraud risk management framework. You will also manage internal and external audits related to AML compliance and regulatory frameworks, and prepare responses to regulatory inquiries and audit requests. To excel in this role, you should have a strong understanding of PMLA, FIU-India guidelines, FATF, I4C, RBI, SEBI, and AML/CFT frameworks. Technical expertise in AML tools and transaction monitoring processes, as well as proven experience in drafting and implementing KYC, AML, and Transaction Monitoring policies, are essential. Possession of CAMS, CAME, IIBF AML certification, or any equivalent compliance certification is mandatory. If you are a seasoned professional with experience in team management, regulatory interaction, and compliance enforcement, and possess strong communication skills to liaise effectively with regulatory authorities, FIU, and senior management, we encourage you to apply for this full-time Senior Compliance Manager position at Suncrypto in Jaipur.,

Posted 1 month ago

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