Internal Audit-PMS

4 - 6 years

5 - 6 Lacs

mumbai suburban mumbai (all areas)

Posted:21 hours ago| Platform: Naukri logo

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Job Type

Full Time

Job Description

Conducted internal audits of PMS & Investment Advisory services per SEBI norms, evaluated internal controls, reviewed KYC/AML & investment processes, ensured compliance, reported findings, &coordinated with teams for resolution & regulatory updates.

Required Candidate profile

Experience in internal audit or compliance within the financial servicesindustry, in PMS/Investment Advisory firms.Understanding of SEBI regulations governing PMS &Investment Advisory Services.

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