1 Sebr Regulations Jobs

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4.0 - 6.0 years

5 - 6 Lacs

mumbai suburban, mumbai (all areas)

Work from Office

Conducted internal audits of PMS & Investment Advisory services per SEBI norms, evaluated internal controls, reviewed KYC/AML & investment processes, ensured compliance, reported findings, &coordinated with teams for resolution & regulatory updates. Required Candidate profile Experience in internal audit or compliance within the financial services industry, in PMS/Investment Advisory firms. Understanding of SEBI regulations governing PMS &Investment Advisory Services.

Posted 1 day ago

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