HCLSoftware Hiring Senior Risk & compliance analyst_Bangalore/Noida

Send resumes to: mounika-d@hcl.software with details:

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Current location:

Corporate and Security Risk & Compliance domain

knowledge

• SOX/ IFC Audit
• Stakeholder Management
• Risk Management

Detail JD:

Job Summary:

We are seeking a detail-oriented and experienced SOX/IFC

Auditor to join our Compliance team. The ideal candidate will

have a strong background in auditing, internal controls, and

regulatory compliance, with a focus on Sarbanes-Oxley (SOX)

and Internal Financial Controls (IFC). This role is critical in

ensuring the effectiveness of our internal controls and compliance

with regulatory requirements.

Key Responsibilities:

• SOX Compliance:
• Lead and execute SOX audits to assess the design

and effectiveness of internal controls over financial

reporting.

• Evaluate and test key controls to ensure

compliance with Sarbanes-Oxley regulations.

• Identify control deficiencies and recommend

improvements to strengthen controls.

• Internal Financial Controls:
• Perform risk assessments to identify areas of

potential weakness in internal controls.

• Design and execute audit procedures to test

internal controls and ensure compliance with

internal policies and procedures.

• Assist in the development and implementation of

controls to address identified risks.

• Audit Planning and Execution:
• Develop comprehensive audit plans and programs

based on risk assessments and business

processes.

• Execute audit procedures, including walkthroughs,

testing, and documentation of control

effectiveness.

• Prepare and present audit findings and

recommendations to management.

• Collaboration and Communication:
• Work closely with business units to understand

processes and control environments.

• Communicate audit findings and recommendations

effectively to management and stakeholders.

• Provide guidance and support to management on

control issues and remediation efforts.

• Documentation and Reporting:
• Maintain accurate and detailed documentation of

audit workpapers and findings.

• Prepare clear and concise audit reports that

summarize findings and provide actionable

recommendations.

• Continuous Improvement:
• Stay current with changes in SOX, IFC, and other

relevant regulations and industry best practices.

• Contribute to the development and enhancement

of audit methodologies and practices.

• Risk Management
• Annual compliance assessment
• Operational Risk Management

Qualifications:

• Bachelors degree in Accounting, Finance, Business

Administration, or a related field.

• Minimum of 5 years of experience in internal audit,

external audit, or a similar role with a focus on SOX and

IFC compliance.

• Strong understanding of SOX requirements, internal

controls, and auditing standards.

• Excellent analytical skills with the ability to assess complex

processes and identify control deficiencies.

• Strong written and verbal communication skills, with the

ability to present findings to senior management.