Executive- Compliance (On Contract)

Crisil

1 - 3 years

6 - 10 Lacs

Mumbai

Posted:1 day ago| Platform:

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Skills Required

Training operational support Compliance Inspection Management Credit rating Research Analyst Compliance Executive Auditing SEBI

Work Mode

Work from Office

Job Type

Full Time

Job Description

Regulatory Updates and Implementation - Timely tracking, record keeping and support in implementation.
Complinace Checklists - Tracking and updating periodic compliances, email circulation to respective teams and maintenance of records. Ensuring completion of compliance within the regulatory TAT.
Supporting in admin role in the compliance tool.
SEBI SCORES & ODR portal- Daily checks for resolution as per regulatory timelines and internal policy.
Operational support under SEBI (PIT) Requirements - Review of periodic disclosures.
Updating of regulatory portals from time to time.
Liaising with to ensure regular update of website w.r.t. regulatory disclosures, policies and product disclaimers - applicable as a Research Analyst and Credit Rating Agency, Intermediary, Fiduciary, etc.
Maintaining MISs - Business advisories, Regulatory communication, BSE and Board updates.
Support with creating awareness content and circulation for compliance awareness and trainings - training material, updating on internal platform through banners, awareness emailers, PPTs, etc.
Operations and support during compliance awareness programmes
Support in collating audit/ regulatory inspection and board requirements.
Record Management

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