Executive- Compliance (On Contract)

The role involves regulatory updates and implementation, including timely tracking, record-keeping, and support in implementation. You will be responsible for tracking and updating compliance checklists, circulating emails to respective teams, and ensuring compliance completion within regulatory timelines. Additionally, supporting in an administrative role within the compliance tool will be part of your responsibilities. You will be required to conduct daily checks on SEBI SCORES & ODR portal for resolution as per regulatory timelines and internal policy. Supporting operational requirements under SEBI (PIT) will involve reviewing periodic disclosures and updating regulatory portals regularly. Liaising with various stakeholders to ensure the regular update of the website concerning regulatory disclosures, policies, and product disclaimers applicable as a Research Analyst and Credit Rating Agency, Intermediary, Fiduciary, etc., will also be a key part of your role. Maintaining MISs related to business advisories, regulatory communication, BSE and Board updates will be essential. You will also support in creating awareness content and circulating compliance awareness and training materials through banners, awareness emailers, PPTs, etc. Furthermore, supporting operations during compliance awareness programs and collating audit/regulatory inspection and board requirements will be expected. Record management will also be part of your responsibilities.,