18 Compliance Checklists Jobs

Associate-Finance Experience : 1+ years For Quick response Kindly fill : Application Form location : Sector 11, CBD Belapur, Navi Mumbai, Maharashtra 400614 6 days work Interview mode : F2F in Office Job Description We are looking to hire motivated and detail-driven professionals who are interested in or have experience working in the compliance and regulatory advisory space for SEBI-regulated entities. As a Compliance Associate, you will work closely with a diverse set of clients and assist them in managing their day-to-day compliance responsibilities, regulatory filings, audits, and governance matters. Provide compliance support to clients in AIF, PMS, IA, and RA categories in line with SE...

Role Overview: As a member of the Legal & Compliance team at KPMG in India, you will be responsible for ensuring adherence to various legal and compliance requirements across different sectors. Your role will involve tasks such as maintaining compliance checklists, conducting risk assessments, and staying updated on regulatory developments. Additionally, you will be required to handle client escalations, prepare reports for senior management, and liaise with different teams within the organization. Key Responsibilities: - Strong knowledge of Legal & Compliance under different law categories, such as Labour laws, HSE, Admin, Secretarial, Finance, and sector-specific laws for different sectors...

As a professional services firm affiliated with KPMG International Limited, KPMG entities in India offer services to national and international clients across various sectors. Leveraging the global network of firms, our professionals are well-versed in local laws, regulations, markets, and competition. With offices located in major cities across India, we provide rapid, performance-based, industry-focused, and technology-enabled services that demonstrate our understanding of both global and local industries and the Indian business environment. Key responsibilities for the role include: - Demonstrating strong knowledge of Legal & Compliance across different law categories such as Labour laws,...

As a Compliance Officer-AIF at our company, your main role will be to ensure end-to-end compliance with IFSC regulations, corporate laws, and other regulatory frameworks. Your responsibilities will include: - Ensuring full compliance with all regulatory requirements under SEBI and/or IFSCA jurisdictions. - Supervising investor onboarding, KYC/AML checks, due diligence of portfolio companies, and reporting. - Monitoring, interpreting, and implementing regulatory changes in internal policies and procedures. - Coordinating with trustees, auditors, valuers, fund administrators, and other stakeholders. - Tracking and maintaining compliance with SEBI AIF / IFSCA FME regulations, PMLA / AML-CFT rul...

Key Responsibilities ? Support design and engineering of utility-scale and C&I solar PV projects, including site layout, SLDs, and interconnection diagrams. ? Prepare and review electrical BOQs, cable schedules, earthing, lightning protection, and transformer sizing. ? Perform load flow analysis, short circuit studies, and protection coordination. ? Coordinate with procurement and execution teams for technical reviews and approvals. ? Assist in finalizing technical specifications for key components such as inverters, transformers, switchgear, cabling, and substation equipment. ? Prepare project-specific documentation including RFQs, compliance checklists, and equipment layout drawings. ? Pro...

As a professional at KPMG in India, you will be part of a global network of firms providing Audit, Tax, and Advisory services in 156 countries with 152,000 professionals worldwide. KPMG in India, established in September 1993, leverages this network to offer services to over 4,500 clients, blending global expertise with local knowledge of laws, regulations, and markets. **Key Responsibilities:** - Possess strong knowledge of Legal & Compliance across various law categories such as Labour laws, HSE, Admin, Secretarial, Finance, and sector-specific laws. - Conduct compliance risk assessments, reviews, and audits to identify and mitigate risks under different sectors. - Develop compliance check...

As a professional services firm affiliated with KPMG International Limited, KPMG in India was established in August 1993. Leveraging the global network of firms, our professionals possess in-depth knowledge of local laws, regulations, markets, and competition. With offices across various cities in India, including Ahmedabad, Bengaluru, Chennai, Hyderabad, Mumbai, and more, we provide services to national and international clients across different sectors. Our aim is to offer rapid, performance-based, industry-focused, and technology-enabled services that demonstrate our understanding of global and local industries and our experience in the Indian business environment. **Key Responsibilities:...

As a Legal Officer at our company, you will be responsible for conducting end-to-end legal due diligence of various properties acquired by the Company. This includes preparing preliminary notes on the property and title reports, as well as formulating compliance check-lists to ensure all necessary information is provided. Your role will also involve coordinating with external advocates to obtain legal opinions and modifying contractual instruments to support the business. Additionally, you will work on drafting various legal documents such as Memorandum of Undertaking, Joint Development Agreements of Sale, Sale Deeds, Power of Attorney, and Procurement Agreements related to property. Key Res...

As an IT Compliance Analyst, your primary job responsibilities include: - Performing periodic IT general control testing for: - User logical access reviews - Backup & change management review - Patch management review - Endpoints compliance review - Coordinating with the technical security testing team and Business Applications/System owner for timely closure of open vulnerabilities - Managing Vendor Risk by: - Maintaining an inventory of IT vendors - Tracking for closure of vendor risk assessments - Preparing and updating compliance checklists against the organization's IT Policies and Procedures - Creating a calendar for compliance reviews, coordinating with internal stakeholders for data ...

In your role at KPMG in India, you will be part of a global network of professional firms providing Audit, Tax, and Advisory services across 156 countries with 152,000 professionals. As a member firm affiliated with KPMG International Limited, established in India in August 1993, you will leverage the expertise of over 7,000 Indian and expatriate professionals and offer services to a wide range of national and international clients in India. KPMG has offices in major cities across India, providing industry-focused, technology-enabled services tailored to the Indian business environment. **Key Responsibilities:** - Demonstrate strong knowledge of Legal & Compliance across various law categori...

Role Overview: You will be responsible for coordinating and preparing for internal and external audits such as ISO, GRS, OCS, Intertek, etc. You will also develop and maintain compliance checklists and audit documentation. Monitoring HR policies and practices to ensure alignment with certification standards will be a key part of your role. Additionally, you will be involved in training and supporting internal teams on compliance protocols and audit readiness. Liaising with certification bodies and auditors during audits and identifying gaps to propose corrective and preventive actions (CAPA) will be crucial. Staying up to date with regulatory and certification standard changes and promoting ...

As a Lead Legal & Compliance, you will be responsible for monitoring compliance with statutory obligations and reviewing ongoing cases to prepare reports for advising management accordingly. You will engage with relevant departments to ensure that appropriate courses of action are taken when legal risks are identified. Providing legal protection and risk management advice to management, especially on contract management, will be a key aspect of your role. Your responsibilities will also include reviewing and advising management on draft contracts, agreements, and internal policies to ensure compliance with all statutory or legal requirements. Formulating compliance check-lists, preparing mon...

As a member of the KPMG team, you will be part of a global network of professional firms providing Audit, Tax, and Advisory services across 156 countries with 152,000 colleagues worldwide. In India, KPMG is the Indian member firm of KPMG International, established in September 1993. Leveraging our global network, we offer detailed knowledge of local laws, regulations, markets, and competition to over 4,500 international and national clients in India. With offices in major cities like Delhi, Mumbai, Chennai, Bangalore, and others, we have access to a diverse team of over 7,000 Indian and expatriate professionals, providing rapid, performance-based, industry-focused, and technology-enabled ser...

As a People & Operations Associate at Wundrsight Health, you will play a crucial role in building the future of mental healthcare using immersive VR and AI-powered digital therapeutics. Your responsibilities will encompass managing both HR and finance operations, identifying, attracting, and onboarding exceptional talent, and shaping the internal culture, systems, and compliance workflows of the organization. In this dynamic role, you will be involved in screening applicants, scheduling interviews across various departments, managing onboarding paperwork for new hires, drafting policy updates, coordinating employee wellness activities, and ensuring financial compliance documentation is compl...

The role at KPMG in India encompasses various responsibilities related to Legal & Compliance services. As a part of the global network of professional firms providing Audit, Tax, and Advisory services, KPMG operates in 156 countries with 152,000 professionals. In India, KPMG was established in September 1993 and has offices in various cities across the country. The Legal & Compliance team at KPMG in India aims to assist companies and public sector bodies in mitigating risks, improving performance, and creating value. With the increasing regulatory requirements and the need for transparency in operations, stakeholders seek assurance beyond traditional number critiques. The Governance, Risk & ...

KPMG in India is a professional services firm affiliated with KPMG International Limited, established in August 1993. Leveraging a global network of firms, our professionals possess deep knowledge of local laws, regulations, markets, and competition. With offices across India, we offer services to national and international clients across various sectors, aiming to provide rapid, performance-based, industry-focused, and technology-enabled solutions based on a shared understanding of global and local industries and the Indian business environment. As a part of the Risk Advisory and Legal & Compliance team at KPMG, you will play a crucial role in providing advice and assistance to companies, i...

The role involves regulatory updates and implementation, including timely tracking, record-keeping, and support in implementation. You will be responsible for tracking and updating compliance checklists, circulating emails to respective teams, and ensuring compliance completion within regulatory timelines. Additionally, supporting in an administrative role within the compliance tool will be part of your responsibilities. You will be required to conduct daily checks on SEBI SCORES & ODR portal for resolution as per regulatory timelines and internal policy. Supporting operational requirements under SEBI (PIT) will involve reviewing periodic disclosures and updating regulatory portals regularly...

As a professional services firm affiliated with KPMG International Limited, KPMG entities in India have been operating since August 1993. With offices located in major cities across India, including Ahmedabad, Bengaluru, Chandigarh, Chennai, Gurugram, Hyderabad, Jaipur, Kochi, Kolkata, Mumbai, Noida, Pune, Vadodara, and Vijayawada, we cater to both national and international clients across various sectors. Our team of professionals leverages the global network of firms to provide industry-focused, technology-enabled services that reflect our deep understanding of local laws, regulations, markets, and competition. KPMG in India is a part of the global network of professional firms offering Au...