Executive- Compliance (On Contract) Crisil

2.0 - 6.0 years

0 Lacs

maharashtra

On-site

The role involves regulatory updates and implementation, including timely tracking, record-keeping, and support in implementation. You will be responsible for tracking and updating compliance checklists, circulating emails to respective teams, and ensuring compliance completion within regulatory timelines. Additionally, supporting in an administrative role within the compliance tool will be part of your responsibilities. You will be required to conduct daily checks on SEBI SCORES & ODR portal for resolution as per regulatory timelines and internal policy. Supporting operational requirements under SEBI (PIT) will involve reviewing periodic disclosures and updating regulatory portals regularly. Liaising with various stakeholders to ensure the regular update of the website concerning regulatory disclosures, policies, and product disclaimers applicable as a Research Analyst and Credit Rating Agency, Intermediary, Fiduciary, etc., will also be a key part of your role. Maintaining MISs related to business advisories, regulatory communication, BSE and Board updates will be essential. You will also support in creating awareness content and circulating compliance awareness and training materials through banners, awareness emailers, PPTs, etc. Furthermore, supporting operations during compliance awareness programs and collating audit/regulatory inspection and board requirements will be expected. Record management will also be part of your responsibilities.,

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Analyst - Compliance Review- Legal KPMG India

5.0 - 9.0 years

0 Lacs

karnataka

On-site

As a professional services firm affiliated with KPMG International Limited, KPMG entities in India have been operating since August 1993. With offices located in major cities across India, including Ahmedabad, Bengaluru, Chandigarh, Chennai, Gurugram, Hyderabad, Jaipur, Kochi, Kolkata, Mumbai, Noida, Pune, Vadodara, and Vijayawada, we cater to both national and international clients across various sectors. Our team of professionals leverages the global network of firms to provide industry-focused, technology-enabled services that reflect our deep understanding of local laws, regulations, markets, and competition. KPMG in India is a part of the global network of professional firms offering Audit, Tax, and Advisory services in 156 countries, with 152,000 professionals working across member firms worldwide. Established in September 1993, KPMG in India serves over 4,500 international and national clients, providing detailed knowledge of local laws, regulations, and market dynamics. Our wide range of services includes Risk Consulting, Management Consulting, and Transactions & Restructuring, aimed at helping clients mitigate risks, enhance performance, and create value. In the Legal & Compliance domain, we recognize the increasing need for transparency, operational efficiency, and compliance with regulatory requirements. Our Governance, Risk & Compliance Services practice assists companies in managing risks, improving performance, and creating value by offering tailored corporate governance, risk management, and Compliance Services. Our team of professionals is dedicated to providing support to clients in navigating the complex business environment, ensuring effective management of business and process risks. The role in Legal & Compliance at KPMG encompasses a diverse set of responsibilities, including but not limited to: - Demonstrating strong knowledge of Legal & Compliance across various law categories such as Labour laws, HSE, Admin, Secretarial, Finance, and sector-specific laws. - Conducting compliance risk assessments, reviews, and audits to identify and mitigate compliance risks in different sectors. - Developing compliance checklists, manuals, policies, SOPs, training materials, and more. - Implementing compliance tools, overseeing tool implementations for multiple clients, and monitoring compliance tools on behalf of clients. - Staying updated on statutory and regulatory developments, best practices in compliance control, and ensuring compliance with the latest requirements. - Managing teams, projects, client escalations, and serving as a single point of contact for multiple clients. - Generating reports for senior management within the company and clients, and collaborating with different teams to handle multiple assignments effectively. At KPMG, we are committed to fostering an inclusive workplace environment that values diversity and provides equal employment opportunities to all individuals.,

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