Equity Dealer

Position Title

Equity Dealer (Assistant Manager / Deputy Manager level)

Location

Kolkata, West Bengal

CTC: Up to 8 LPA

Key Responsibilities

• Trade Execution

  : Timely and accurate execution of buy/sell orders of equity securities on behalf of clients or the firm

• Market Analysis

  : Conduct both fundamental and technical research, monitor market news, and identify trading opportunities

• Client Advisory

  : Engage proactively with clients to understand their investment needs and provide tailored advice and investment strategies

• Portfolio Oversight

  : Assist in managing client equity portfolios—review performance, rebalance allocations, and advise on enhancements

• Compliance & Risk

  : Ensure strict adherence to regulatory norms (e.g., RBI, SEBI), NBFC policies, and internal compliance standards; monitor and mitigate risk

• Reporting & Operations

  : Maintain accurate trade logs, generate performance reports, and collaborate with research/compliance/operations teams for seamless trade workflows

• Relationship Management

  : Build and sustain strong relationships with clients, brokers, and internal stakeholders to foster trust and business growth

Required Qualifications

• Education

  : Bachelor’s degree in Finance, Economics, Business, or a related field

• Experience

  : Typically 1–3 years of experience in equity dealing or trading. For more senior levels (Assistant/Deputy Manager), 3–4 years with client advisory exposure is preferred

• Certifications

  : Mandatory NISM certifications (e.g., NISM Series I – Securities Markets, NISM Series VIII – Equity Derivatives); additional certifications like NSE/BSE

CANDIDATES WITH DEALING (EQUITY/COMMODITY) EXP SHOULD APPLY.