Equity Dealer

ACME SERVICES PRIVATE LIMITED

1 - 2 years

3 - 6 Lacs

gurugram

Posted:15 hours ago| Platform:

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Skills Required

trading sebi derivatives trade equity settlement brokerage nse investment banking equity broking odin derivative market derivatives trading capital market futures broking shares equity sales bse mutual funds finance online trading

Work Mode

Work from Office

Job Type

Full Time

Job Description

To ensure that all compliance and legal guidelines are adhered to and mitigation strategies followed in case of mishaps
To manage the trading terminals and ensure confidentiality and security of the clients investments
To ensure no misdeal or wrong trades is knowingly/ unknowingly executed
To ensure that 100% Pre-orders are available as per SEBI mandate
To ensure all trades are confirmed by end of day (on voice logger lines) as per the trade confirmation process.
To ensure that only orders placed by customer (not their family members/agents) or an authorized person are executed.
To ensure periodic acknowledgement of trades/ balances by customer, especially when there are losses incurred in their accounts.
To keep a check on customers margins while they are trading and advise them.
To ensure the debits are collected from clients on time & the company is safely secured against debits arising out of non payment.
To ensure the terminal used by equity Advisor for placing orders is mapped to his name and id.
To ensure adherence and awareness of employee code of conduct.

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