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Deutsche Bank
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Employee Compliance, NCT

Employee Compliance, NCT

Deutsche Bank

4 - 9 years

8 - 12 Lacs

bengaluru

Posted:7 hours ago| Platform:

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Skills Required

investment banking operations power point presentation data manipulation compliance operations presentation skills aml anti money laundering stakeholder management financial products technology development business relationship

Work Mode

Work from Office

Job Type

Full Time

Job Description

About The Role :
In Scope of Position based Promotions (INTERNAL only)
Job Title
Employee Compliance, NCT
LocationBangalore, India
Corporate TitleNCT
Role Description

The Employee Compliance Department protects the Bank by advising on ethical conduct, identifying regulatory solutions, safeguarding integrity and reputation, and promoting, in partnership with the business, a culture of Compliance. Given the increasing regulatory scrutiny and the need to implement a robust and globally consistent control framework, an effective Central Compliance function is a key component to the Departments success.

As a team member of Employee Compliance in Central Compliance, primary focus will be to review, approve and monitor employee activity within the Personal Account dealing Trading, Outside Business Interests, Private Investments, Employee Trade Surveillance and Consequence Management for APAC, Americas and EMEA region.

Your key responsibilities

Hands on experience in various processes of Employee Compliance - Personal Account dealing Trading, Outside Business Interests, Private Investments, Employee Trade Surveillance and Consequence Management.

Liaise with Country Compliance Officers, business, Operations or Technology in the development, review, testing and/or enhancement of procedures

Ability to multi task, the prospective candidate will be dealing with multiple requests. It is critical that requests are managed in an orderly and timely manner

Preparing MI and Tracking KPIs and Status updates for senior management.

Handling the BAU of the process along with the process escalations, Stakeholder management, Global projects.

Your skills and experience

Bachelors or Masters in Commerce and Finance.

The candidate should have minimum 4 years prior experience in Investment Banking Operations. Having an exposure to Compliance Operations or performing Compliance related roles is a plus.

Must be detail oriented, Strong communicator with excellent verbal and written communication skills

Exposure to communicating with global stakeholders

Knowledge/experience with array of financial products (including stocks, bonds, equity/credit derivatives)

Advanced MS Excel and PowerPoint skills (pivot tables, experience with large data sets, proficient in data manipulation and presentation)

Team player with great attitude and work ethic, ability to multi-task on several different assignments/projects, works well under pressure and meet deadlines

Strong attention to detail, coupled with strong problem solving skills

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Banking and Financial Services

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Employee Compliance, NCT