Compliance Officer

Dear,

Hope you doing great!

Have an opening for below mentioned role with Leading Financial Broking Company.

Location: Gift City - Gujrat

Key Responsibilities

Regulatory Compliance & Reporting

• Monitor and ensure compliance with all SEBI and IFSCA regulations relevant to AIFs.
• Keep abreast of latest regulatory changes and promptly inform internal stakeholders.
• Prepare and submit accurate and timely regulatory filings and reports.
• Maintain up-to-date documentation and systems for all compliance matters.

Compliance Monitoring & Risk Management

• Design and implement a system for continuous compliance checks across AIF operations.
• Conduct regular internal audits and compliance assessments.
• Identify compliance gaps and initiate corrective action.
• Oversee AML/CFT compliance and monitoring activities.

Internal Coordination & Documentation

• Liaise with internal and external stakeholders including Custodians, Fund Accountants, and Fund Administrators.
• Review, draft, and manage legal documents and agreements.
• Support internal audit functions and assist in audit preparedness.

VaishnaviG@topgearconsultants.com

BELOW DETAILS

1. Current Location:
2. Preferred Location:
3. Highest Qualification:
4. Years of Exp:
5. Current Salary:
6. Expected Salary:
7. Notice Period: