Compliance Officer

Position Name - Compliance Officer-AIF

Location - Gift City, Gandhinagar

Experience Range - 5-8 yrs

Mandatory Requirement:

• Ensure end-to-end compliance with

  IFSC regulations

  , corporate laws, and other regulatory frameworks

Job Roles and Responsibilities:

• Ensure full compliance with all regulatory requirements under

  SEBI and/or IFSCA

  jurisdictions.
• Supervise

  investor onboarding, KYC/AML checks, due diligence

  of portfolio companies, and reporting.
• Monitor, interpret, and implement

  regulatory changes

  in internal policies and procedures.
• Coordinate with

  trustees, auditors, valuers, fund administrators

  , and other stakeholders.
• Track and maintain compliance with

  SEBI AIF / IFSCA FME regulations

  ,

  PMLA / AML-CFT rules

  ,

  cybersecurity

  , and

  data protection norms

  .
• Maintain and update

  compliance manuals, policies, checklists, and calendars

  for all entities.
• Escalate material

  compliance risks or breaches

  to senior management and support remediation.
• Oversee

  KYC/CDD

  for investors and portfolio companies, conduct

  PEP/sanctions screening

  , and file

  STRs/CTRs

  with FIU-IND as required.
• Prepare and file

  regulatory reports.

• Coordinate and support

  regulatory audits, inspections, and investor reporting

  , ensuring timely and accurate submissions.

Qualification and Experience:

Bachelor's degree in Law, Finance, Commerce, or a related discipline

Professional credentials desirable (CA / CS / CFA / MBA / relevant certification)

Prior experience (typically 3 years) in compliance / regulatory roles in funds, asset management, private equity, banking or financial services

Familiarity with SEBI AIF regulations, IFSCA FME regulations, PMLA / AML-CFT rules, beneficial-ownership norms, sanctions / PEP screening, cyber-resilience requirements

Strong analytical and documentation skills; ability to interpret and operationalize legal/regulatory requirements

Effective verbal and written communication skills; ability to present and liaise with senior management and external stakeholders

High level of integrity, confidentiality, and ethical standards

Experience in investor onboarding, due diligence, background verification

Knowledge of international AML / sanctions frameworks