Compliance Monitoring & Surveillance, Senior Associate

4 - 8 years

0 Lacs

Posted:18 hours ago| Platform: Shine logo

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Work Mode

On-site

Job Type

Full Time

Job Description

As a Compliance Risk Testing Analyst at State Street, your role will involve leading process walkthroughs, designing monitoring and testing activities, and performing analysis of evidentiary data to ensure compliance with laws and regulations. You will be responsible for drafting reports for executive consumption, maintaining knowledge of regulatory focus areas, and managing staff through coaching and career development discussions. Your responsibilities will include: - Leading process walkthroughs and designing monitoring and testing activities - Performing analysis of evidentiary data and drawing conclusions on business controls - Drafting reports for executive consumption - Maintaining knowledge of regulatory focus areas - Managing staff and supporting them through coaching and career development discussions To succeed in this role, you should possess strong written, verbal, and interpersonal skills, the ability to prioritize tasks effectively, and work collaboratively in an international team. An inclusive mindset, enthusiasm for learning, and the motivation to use thought leadership to grow the Compliance Risk Testing Team are valued skills. Additionally, the following qualifications are required: - Bachelor's degree (or equivalent) - Minimum 4 years relevant work experience in a corporate testing or audit function within the financial services sector - CPA, CIA, CISA, or other applicable certification preferred State Street is a global custodian bank, asset manager, and asset intelligence company that has been helping clients safeguard investments for over two centuries. They offer competitive benefits packages, flexible work programs, and development opportunities to create a great work environment. If you are a team player, open to change and innovation, and make data-driven decisions, you could be a great fit for this role.,

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