Compliance Lead

The role requires you to focus on insurance and annuity product compliance within RVS Compliance. You will collaborate with internal teams and business partners to address various subjects related to multiple lines of business. Your responsibilities will include developing and implementing compliance policies and procedures, assisting with regulatory exams and inquiries, investigating complex issues, and researching applicable laws and regulations. You will also analyze the impact of these regulations on business practices and work with the Legal department as necessary. It is essential to stay updated on industry practices, escalate issues, and provide compliance support to assigned business lines. You should have a Bachelor's degree from a reputable institute and possess 5-8 years of overall experience, with 4-6 years specifically in the Insurance and Annuity domain. A solid understanding of relevant applications and business units, along with strong quantitative and problem-solving skills, is required. Proficiency in MS Excel, PowerPoint, and Word is essential. Being a highly motivated self-starter with excellent communication skills, an ability to work in a team environment, and a willingness to learn about regulatory environments such as NASD and SEC is preferred. Experience in the financial services sector is also desirable. Ameriprise India LLP, a U.S.-based financial planning company with a global presence, has been providing client-focused financial solutions for 125 years. The company specializes in Asset Management and Advice, Retirement Planning, and Insurance Protection. Join our inclusive and collaborative culture that values your contributions and offers opportunities for professional growth. If you are driven, talented, and seeking a rewarding career with an ethical company, consider joining Ameriprise India LLP. This is a full-time position with working hours from 2:00 PM to 10:30 PM. The role is part of the Legal Affairs job family group and falls under the AWMP&S President's Office within the India Business Unit.,