9 Regulatory Exams Jobs

Our client is one of the global banking firms which provides industry-focused services for clients across geographies. We are seeking for a candidate to join as their business operations risk manager in Pune / Hyderabad. Some of the key responsibilities will include: Owning and strengthening the operational risk framework for RIS, ensuring alignment with enterprise policies, regulatory expectations, and business strategy. Leading operational risk assessments (RCSAs), scenario analysis, stress testing, and tracking KRIs, incidents, losses, and remediation plans. Partnering closely with Enterprise Risk, business leaders in India & the US, and global stakeholders to proactively identify and man...

Be part of a dynamic team that ensures our operations meet the highest standards of compliance. Your expertise will help safeguard our reputation and support our continued growth in India. Business Description JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with operations worldwide. The firm is a leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the World's most prominent corporate, institutional and government clients unde...

Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. One of the keys to driving Responsible Growth is being a great place to work for our teammates around the world. We're devoted to being a diverse and inclusive workplace for everyone. We hire individuals with a broad range of backgrounds and experiences and invest heavily in our teammates and their families by offering competitive benefits to support their physical, emotional, and financial well-being. Bank of America ...

JOB_POSTING-3-75444 Job Description Role Title: VP, Ombuds and Ethics (L12) Company Overview Synchrony (NYSE: SYF) is a premier consumer financial services company delivering one of the industry's most complete digitally enabled product suites. Our experience, expertise and scale encompass a broad spectrum of industries including digital, health and wellness, retail, telecommunications, home, auto, outdoors, pet and more. We have recently been ranked #2 among India's Best Companies to Work for by Great Place to Work. We were among the Top 50 India's Best Workplaces in Building a Culture of Innovation by All by GPTW and Top 25 among Best Workplaces in BFSI by GPTW. We have also been recognize...

As a VP - Third Party Risk Manager at Barclays, you will be responsible for spearheading the evolution of the digital landscape and driving innovation and excellence. You will utilize cutting-edge technology to revolutionize digital offerings and ensure unparalleled customer experiences. **Key Responsibilities:** - Manage risk and control management, including handling regulatory requests. - Demonstrate a good understanding of Outsourcing and Third Party Risk Regulatory Guidelines. - Possess knowledge of Third Party Service Provider Risk, standards, processes, controls, and applications used to manage risk. - Execute and manage regulatory exams, audits, and responses to regulatory requests w...

You are a strategic thinker passionate about driving solutions in Control Management.You have found the right team As a Control Management Analyst within the line of business, you will be responsible for maintaining a sustainable and disciplined end-to-end control environment. You will identify and escalate issues with a sense of urgency and collaborate with the business to ensure timely remediation of these issues. Jobs Responsibilities: Support the management of Risk & Controls Business Operations by ensuring effective oversight and governance. Facilitate daily operations of the Controls team, while adhering to internal policies and external regulations, ensuring all trading activities ali...

Role Overview: At PwC, the focus in data and analytics is on leveraging data to drive insights and make informed business decisions. As a Data Analyst at PwC, you will utilize advanced analytics techniques to extract insights from large datasets and support clients in solving complex business problems through data-driven decision-making. Your role will involve skills in data manipulation, visualization, and statistical modeling to optimize client operations and strategic goals. Key Responsibilities: - Develop, validate, audit, and maintain AI/ML/NLP models for Fraud/AML/Credit risk - Support financial institutions in meeting regulatory requirements and risk management initiatives - Utilize m...

The role requires you to focus on insurance and annuity product compliance within RVS Compliance. You will collaborate with internal teams and business partners to address various subjects related to multiple lines of business. Your responsibilities will include developing and implementing compliance policies and procedures, assisting with regulatory exams and inquiries, investigating complex issues, and researching applicable laws and regulations. You will also analyze the impact of these regulations on business practices and work with the Legal department as necessary. It is essential to stay updated on industry practices, escalate issues, and provide compliance support to assigned busines...

Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. One of the keys to driving Responsible Growth is being a great place to work for our teammates around the world. We're devoted to being a diverse and inclusive workplace for everyone. We hire individuals with a broad range of backgrounds and experiences and invest heavily in our teammates and their families by offering competitive benefits to support their physical, emotional, and financial well-being. Bank of America ...