Client & Investment Monitoring Analyst Investment Guideline Management (IGM)

As a Client & Investment Monitoring Analyst in the Investment Guideline Management (IGM) team at DWS, located in Pune, India, you will be responsible for providing ongoing support to the organization for rule implementation and post-trade monitoring of investment and trading activities. Your role involves ensuring compliance with federal security laws and client-specific instructions, including the Investment Company Act of 1940 and specific fund restrictions for institutional clients, proprietary/sub-advised funds, and ERISA clients managed by the firm. At DWS, we offer a dynamic environment where you can be part of an industry-leading firm with a global presence. As investors on behalf of our clients, we seek innovative thinkers to join us in capturing opportunities for tomorrow. With comprehensive benefits such as leave policies, parental leaves, childcare assistance, insurance coverage, and more, we provide a supportive platform for your career development. Your key responsibilities will include working with institutional advisory services, retail mutual funds, and other investment products to onboard clients and establish/update investment guidelines. You will process daily alerts, communicate breaches to portfolio managers, monitor and resolve breaches, and participate in departmental projects. Strong communication skills, attention to detail, and the ability to work effectively in a team environment are essential for this role. Ideally, you possess 0-3 years of experience in Financial Services with a compliance/regulatory background. Proficiency in Microsoft Office applications, trading systems knowledge, project management skills, and the ability to prioritize tasks are preferred. Additionally, you should demonstrate professionalism, interpersonal skills, and decision-making abilities while handling sensitive information. We provide training, coaching, and a culture of continuous learning to support your career progression. At DWS, we value collaboration, responsibility, and initiative, and we strive for an inclusive work environment where all individuals are empowered to excel together. Join us at DWS and be part of a team that celebrates success and promotes a positive work environment.,