7 Regulatory Background Jobs

As a global technology and management consulting firm, Capco, a Wipro company, is known for its deep transformation execution and delivery. We have been awarded Consultancy of the year in the British Bank Award and recognized as one of the Top 100 Best Companies for Women in India 2022 by Avtar & Seramount. With a presence in 32 cities worldwide, we support over 100 clients in the banking, financial, and energy sectors, delivering innovative solutions that are reshaping the industries. When you join Capco, you will have the opportunity to make a significant impact by bringing innovative thinking, delivery excellence, and thought leadership to help our clients transform their businesses. We f...

Join us as a Business Controls Partner if you have a risk management or regulatory background and are seeking a new challenge. You will partner with the business and Risk function to identify, assess, and manage risks within the agreed risk appetite, utilizing our risk framework to inspire a team of business and customer control partners. Your role will involve ensuring that team objectives are achieved while honing your project management and people leadership skills in a fast-paced and diverse environment with a focus on career progression. This position is offered at the director level. You will have the opportunity to play a crucial role in fostering a culture of risk awareness and provi...

Join us as a Business Controls Partner, Pricing Transaction and oversight at the VP level. In this role, you will collaborate with our business and Risk function to identify, assess, and manage risks within the agreed risk appetite. Leading a team of business and customer control partners, you will ensure the achievement of objectives, establish a robust risk governance framework, and promptly escalate emerging risks. Your responsibilities will include driving, embedding, and maintaining a strong risk awareness across the business. This involves prioritizing, designing, and implementing operational risk principles while ensuring compliance with policies and statutory requirements. You will i...

Join us as a Business Controls Partner where you will partner with our business and Risk function to identify, assess, and manage risks within the agreed risk appetite. Leading and inspiring a team of business and customer control partners, you will ensure objectives are achieved, deliver a robust risk governance framework, and escalate emerging risks in a timely manner. Your work will play a vital role in fostering a culture of risk awareness by recommending solutions to operations risk issues within the businesses. This role is at the vice president level. What you'll do: As a Business Controls Partner, you will drive, embed, and maintain strong risk awareness across the business. This wil...

As a Client & Investment Monitoring Analyst in the Investment Guideline Management (IGM) team at DWS in Pune, India, you will be responsible for providing ongoing support to ensure compliance with federal security laws and client-specific instructions. Your role will involve assisting in rule implementation and post-trade monitoring of investment and trading activities for various institutional clients, proprietary/sub-advised Funds, and ERISA clients managed by the firm. Joining DWS means being part of an industry-leading firm with a global presence, where you can innovate, invest responsibly, and drive change. As investors on behalf of our clients, we aim to find investment solutions that ...

Join our digital revolution in NatWest Digital X where we strive to create effortless and secure digital experiences. We are guided by three core principles: engineer, protect, and operate. Our approach involves engineering simple solutions, safeguarding our customers, and operating with intelligence. Our workforce enjoys a variety of working arrangements, including hybrid models and flexible hours, to support their success. As a Business Controls Partner at our India location, you will collaborate with our business and Risk function to identify, assess, and mitigate risks within the defined risk appetite. Leading a team of business and customer control partners, your responsibilities includ...

As a Client & Investment Monitoring Analyst in the Investment Guideline Management (IGM) team at DWS, located in Pune, India, you will be responsible for providing ongoing support to the organization for rule implementation and post-trade monitoring of investment and trading activities. Your role involves ensuring compliance with federal security laws and client-specific instructions, including the Investment Company Act of 1940 and specific fund restrictions for institutional clients, proprietary/sub-advised funds, and ERISA clients managed by the firm. At DWS, we offer a dynamic environment where you can be part of an industry-leading firm with a global presence. As investors on behalf of ...