Posted:9 hours ago|
Platform:
Hybrid
Full Time
Internal Audit Institutional Securities Audit, Associate, India
We're seeking someone to join our diverse team of audit and assurance professionals as a business auditor to support the India and Asia Internal Audit team in identifying, assessing and driving resources to areas of key risks and vulnerabilities in the Institutional Securities Group (ISG), through evaluating the adequacy and effectiveness of related controls.
In the Audit division, we provide senior management an objective and independent assessment of the Firm's internal control environment for risk management and governance. This is an Associate level position within the Internal Audit Department.
Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world.
What you'll do in the role:
- Help identify risk and impact to relevant coverage area to prioritize areas of focus based on a strong understanding of business processes, keep informed of industry and regulatory developments
- Execute and lead aspects of assurance activities (e.g., audits, continuous monitoring, closure verification) to assess risk and formulate a view on the control environment
- Execute audit engagements and deliver within expected timeframe
- Engage in continuous monitoring and risk assessment of key business processes to drive risk-based audit plan
- Facilitate conversations with stakeholders on risks, their impact and how well they are managed in a clear, timely and structured manner
- Assist in managing multiple deliverables in line with team priorities
- Solicit and provide feedback and participate in formal and on-the-job training to further develop self and peers
What you'll bring to the role:
- At least 3 years' relevant experience in business audit or 1st or 2nd line of defense control functions (e.g. risk management, compliance, or operational risk) would generally be expected for this role
- Understanding of institutional securities business and supporting functions, in addition to key related regulations
- Strong understanding of audit principles, methodology, tools, and processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring)
- Ability to identify and analyze multiple data sources to inform point of view
- Ability to ask meaningful questions, understand various viewpoints and apply risk-based critical thinking to arrive at logical conclusions
- Ability to communicate complex technical issues concisely and clearly to senior management and colleagues from other audit divisions
- A commitment to practicing inclusive behaviors
- Ability to multi-task across competing priorities
- Business-level English verbal/written skills
- Relevant professional qualifications, such as CIA, CPA, CA, CFA, FRM.
Morgan Stanley
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