Assistant/Deputy Manager, Internal Controls

Job Title:

• Plan and execute internal control reviews in accordance with the approved Internal Controls plan.
• Conduct process walkthroughs and identify control gaps or improvement opportunities.
• Perform testing of controls and verification procedures across business and support functions.
• Prepare working papers, issue logs, and draft review reports highlighting findings and recommendations.
• Follow up with process owners to ensure timely implementation of corrective actions.
• Collaborate with other lines of defence (Risk, Compliance, external audit firms) to strengthen overall control environment.
• Review regulatory and operational compliance as part of control testing.
• Support management in developing or enhancing internal policies, procedures, and SOPs.
• Participate in thematic reviews, special reviews, and management requests as needed.
• Assist in automation initiatives and use of data analytics for enhanced testing coverage.

Required Qualifications and Skills:

• Qualified Chartered Accountant (CA) with

  minimum 2 years

  of post-qualification experience in Internal Audit / Internal Controls / Risk Assurance / Compliance / Mutual Fund Operations
• Experience in financial services, preferably asset management, mutual funds, or banking is desirable.
• Working knowledge of internal control / audit frameworks
• Knowledge of SEBI MF Regulations and relevant circulars
• Good understanding of operational, financial, and regulatory risk areas.
• Proficient in MS Office (especially Excel, PowerPoint)
• Strong interpersonal, communication, and report writing skills.
• Ability to work independently and manage multiple assignments.

Key Attributes:

• High ethical standards and professional integrity
• Analytical thinking and attention to detail
• Ability to manage timelines and deliver quality output
• Collaborative approach and willingness to learn