Analyst - Comp Surveillance

2 - 6 years

0 Lacs

Posted:2 days ago| Platform: Shine logo

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Work Mode

On-site

Job Type

Full Time

Job Description

Role Overview: As one of the world's leading asset managers, Invesco is dedicated to helping investors worldwide achieve their financial objectives. By delivering the combined power of distinctive investment management capabilities, Invesco provides a wide range of investment strategies and vehicles to clients globally. If you are seeking challenging work, intelligent colleagues, and a socially conscious global employer, Invesco offers you the opportunity to explore your potential and make a difference every day. Key Responsibilities: - Conduct a review of alerts triggered for Market Abuse modules within the Surveillance tool on a daily basis. - Review alert completion related to Portfolio managers" trading activities by researching and documenting detailed notes on resolutions given in relevant systems. - Review Best execution activities, meeting logs, and perform e-comm surveillance to identify any potential conflict of interest. - Prepare documentation to support reviews conducted and to substantiate/demonstrate adequate processes/controls to meet applicable regulatory requirements. - Assist with ongoing reviews of relevant processes and procedures to ensure best practices are followed. - Assist in the delivery of compliance-related projects and initiatives including ad-hoc requirements. Qualifications Required: - Total relevant work experience of 2-5 years required with an investment advisor or mutual fund group in a Compliance or regulatory environment. - Knowledge of Financial products and the Mutual fund industry. - Experience on Trade surveillance platforms & tools. - Understanding of trading principles and fundamentals. - Good analytical skills and attention to detail. - Excellent interpersonal skills to work effectively with a network of colleagues spread across different time zones. - Proficiency in MS Office. - Strong written and verbal communication skills. - A positive attitude and willingness to learn. - Open to flexible working hours. - Familiarity with trading systems and compliance components such as Charles River, Bloomberg & Aladdin would be given preference. - Knowledge of MS Power BI, Tableau would be an added advantage. (Note: Any additional details of the company were not found in the provided JD.),

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