Analyst - Comp Surveillance

2 - 6 years

0 Lacs

Posted:2 weeks ago| Platform: Shine logo

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Work Mode

On-site

Job Type

Full Time

Job Description

**Job Description:** As one of the world's leading asset managers, Invesco is dedicated to helping investors worldwide achieve their financial objectives. By delivering the combined power of distinctive investment management capabilities, Invesco provides a wide range of investment strategies and vehicles to clients around the world. If you're seeking challenging work, smart colleagues, and a global employer with a social conscience, come explore your potential at Invesco and make a difference every day. **Key Responsibilities:** - Conduct reviews of alerts triggered for Market Abuse modules within the Surveillance tool on a daily basis. - Review alert completion related to Portfolio managers" trading activities by researching and documenting detailed notes on resolutions in relevant systems. - Review Best execution activities, meeting logs, and perform ecomm surveillance to identify any potential conflicts of interest. - Prepare documentation to support reviews conducted and demonstrate adequate processes/controls to meet applicable regulatory requirements. - Assist with ongoing reviews of relevant processes and procedures to ensure best practices are followed. - Assist in the delivery of compliance-related projects and initiatives, including ad-hoc requirements. - Total relevant work experience of 2-5 years required with an investment advisor or mutual fund group in a Compliance or regulatory environment. **Qualifications Required:** - Knowledge of Financial products and the Mutual fund industry. - Experience with Trade surveillance platforms & tools. - Understanding of trading principles and fundamentals. - Good analytical skills and attention to detail. - Excellent interpersonal skills to work effectively with a network of colleagues spread across different time zones. - Proficiency in MS Office. - Strong written and verbal communication skills. - A positive attitude and willingness to learn. - Open to flexible working hours. - Familiarity with trading systems and compliance components such as Charles River, Bloomberg & Aladdin would be given preference. - Knowledge of MS Power BI and Tableau would be an added advantage. Invesco, a global investment management firm with over $1.8 trillion of assets under management and headquartered in Atlanta, GA, operates in 26 countries with over 8400 dedicated employees. The company values diversity, inclusion, and a supportive workplace where everyone feels equally valued. Invesco offers a range of benefits and development opportunities for its employees.,

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