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Wealth Management, Associate, Business Audit

3 - 7 years

0 Lacs

maharashtra

Posted:3 days ago| Platform: Shine logo

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Skills Required

audit internal control risk management regulatory compliance financial services data analysis interpersonal skills assurance activities risk assessments control environment assessment governance systems wealth management business bank products auditing audit principles inclusive behaviors

Work Mode

On-site

Job Type

Full Time

Job Description

As an Associate in the Wealth Management Audit team at Morgan Stanley, your primary role will involve executing various assurance activities to assess risk and evaluate the control environment for Wealth Management business processes. You will be responsible for inspecting controls in front, middle, and back offices, contributing to the firm's risk management framework. **Key Responsibilities:** - Execute a wide range of assurance and oversight activities to identify and assess risks within the Wealth Management area. - Facilitate discussions with stakeholders on risks, their impact, and the effectiveness of management. - Support responses to regulatory requests affecting U.S. Banks. - Assist in managing multiple deliverables according to team priorities. - Develop clear and concise messages regarding risk and business impact. - Solicit and provide feedback and engage in training to enhance personal and peer development. - Collaborate with internal stakeholders to establish effective working relationships and accomplish team objectives. **Qualifications Required:** - Minimum of 3 years of relevant internal audit experience, preferably including auditing Bank products and associated regulations. - College degree (or equivalent) required, CPA and/or Certified Internal Auditor (CIA) certification is a plus. - Basic knowledge of Wealth Management business within Financial Services. - Strong understanding of audit principles, tools, and processes such as risk assessments, planning, testing, reporting, and continuous monitoring. - Ability to analyze multiple data sources to form informed opinions. - Effective interpersonal skills with a demonstrated ability to collaborate with key stakeholders and communicate clearly and concisely. - Commitment to inclusive behaviors and willingness to give and receive feedback for personal and peer development. Morgan Stanley, a global leader in financial services since 1935, is committed to providing top-notch service and maintaining excellence. As part of the team, you will have the opportunity to work with talented individuals in an environment that supports and empowers you. With a focus on diversity and inclusion, Morgan Stanley values putting clients first, doing the right thing, and leading with exceptional ideas. You can expect a supportive and inclusive workplace where you can maximize your potential and benefit from attractive employee benefits and perks. Please note the coverage details for this role: - Hybrid working model with 4 days in the office. - Working hours are Monday to Friday from 12:00 PM to 9:00 PM India time, with flexibility for time-sensitive matters. - Periodic evening calls with U.S. and EMEA internal clients and vendors.,

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Morgan Stanley

Financial Services

New York NY

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