2 Assurance Activities Jobs

We are seeking someone to join our team as a Director covering Risk Management Capital Planning. The Internal Audit Division (IAD) drives attention and resources to vulnerabilities by providing an independent and well-informed view and impactful messages about the most important risks facing our Firm. This is accomplished by performing a range of assurance activities to independently assess the quality and effectiveness of Morgan Stanley's system of internal control, including risk management and governance systems and processes. IAD serves as an objective and independent function within the Firm's risk management framework to foster continual improvement of risk management processes. This is a Director (P3) level position within the Business audit family which is responsible for inspecting controls in front, middle and back offices. Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world. What You'll Do In The Role - Help identify risk and impact to relevant coverage area to prioritize areas of focus - Execute and lead aspects of assurance activities (e.g., audits, continuous monitoring, closure verification) to assess risk and formulate a view on the control environment - Facilitate conversations with stakeholders on risks, their impact and how well they are managed in a clear, timely and structured manner - Assist in managing multiple deliverables in line with team priorities - Solicit and provide feedback and participate in formal and on-the-job training to further develop self and peers What You'll Bring To The Role - Understanding of business line and key regulations relevant to coverage area - Strong understanding of audit principles, methodology, tools, and processes (e.g., risk assessments, planning, testing, reporting, and continuous monitoring) - Ability to identify and analyze multiple data sources to inform the point of view - Ability to ask meaningful questions, understand various viewpoints, and adapt messaging accordingly - A commitment to practicing inclusive behaviors - At least 6 years" relevant experience would generally be expected to find the skills required for this role Coverage - Hybrid working (4 days in the office) Monday to Friday from 12:00PM to 9:00PM India time with flexibility on standard working hours for time-sensitive matters (including India Public Holidays). - Periodic evening calls with US and EMEA internal clients and vendors What You Can Expect From Morgan Stanley Morgan Stanley is committed to maintaining the first-class service and high standard of excellence that have defined the company for over 89 years. The values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs; they guide the decisions made every day to do what's best for clients, communities, and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you'll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. The teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. The company is proud to support its employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There's also ample opportunity to move about the business for those who show passion and grit in their work. To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser. Morgan Stanley is an equal opportunities employer. The company works to provide a supportive and inclusive environment where all individuals can maximize their full potential. The skilled and creative workforce is comprised of individuals drawn from a broad cross-section of the global communities in which they operate and who reflect a variety of backgrounds, talents, perspectives, and experiences. The strong commitment to a culture of inclusion is evident through the constant focus on recruiting, developing, and advancing individuals based on their skills and talents.,

The Enterprise Information Governance (EIG) function at London Stock Exchange Group (LSEG) is responsible for developing and maintaining a comprehensive data policy framework encompassing standards, controls, metrics, guidance, training materials, and compliance reporting. This function collaborates closely with all LSEG divisions to ensure effective control execution, compliance with standards, and provision of support and guidance. As a successful candidate, you will be instrumental in the continuous enhancement of our data governance framework. Your role will involve meeting governance expectations, enhancing data practices, and managing data resilience and risk. Key Responsibilities: - Perform control assurance for data and records key controls across various scenarios, including solution approval, architectural reviews, policy control assurance, and application decommissioning checks. - Review solutions and transformation initiatives to ensure compliance with minimum standards, record results, monitor risk, and report findings. - Act as a domain expert in data governance and records management, offering guidance on standard methodologies. - Develop relationships and coordinate with architecture forums such as Divisional Architecture Review Boards (ARBs), Central Approval Forum, and other critical groups. - Accountable for the quality and visualization of metrics requirements. - Prepare internal presentations to provide updates on the program status, progress, challenges, successes, risks, and issues. - Collaborate with the Data Governance Manager and team members to align on priorities, projects, and updates. - Participate in internal working groups as needed to support processes. Requirements: - Hands-on experience with assurance activities. - Prior knowledge in IT compliance and auditing roles. - Good understanding of control frameworks and risk management. - Experience in running operational processes. - In-depth understanding of Data Governance principles and their application within an organization. - Appreciation of data risk and associated governance controls. - Familiarity with on-premises infrastructure and cloud architecture. - Ability to collaborate effectively with engineering and technology partners. - Experience in leading data governance partnerships and delivering results within timelines. Education: - Bachelor's or master's degree in computer science, Business Administration, Information Management, or Information Sciences. - Education in Information Management, Information Science, or certification in data courses such as DAMA, CDMC, and DCAM is a plus. Joining LSEG means becoming part of a global financial markets infrastructure and data provider with a purpose of driving financial stability and empowering economies. Our values of Integrity, Partnership, Excellence, and Change guide our decision-making and actions, fostering a culture of collaboration and creativity. As part of our diverse workforce, you will contribute to sustainable growth and support the transition to net zero, creating inclusive economic opportunities. LSEG offers a range of benefits including healthcare, retirement planning, paid volunteering days, and wellbeing initiatives. If you are considering applying as a Recruitment Agency Partner, it is crucial to ensure that candidates are aware of our privacy notice and their rights as data subjects.,