27 Audit Principles Jobs

Position: Audit Content Analyst Location: [Pune - Hybrid Model] Experience Required: 6 months to 1 year in an audit role Educational Qualification: Graduate/Postgraduate in [relevant field, e.g., Accounting, Commerce] Notice Period: 0 to 15 days (Immediate joining preferred) About the Role: We are looking for a meticulous and detail-oriented Audit Content QA Analyst to join our team working on Knowledge Coach software. In this role, you will be responsible for ensuring the quality and accuracy of audit content within the platform. This is a great opportunity for individuals with a foundational audit background to contribute to enhancing software solutions that support professionals in the fi...

Position: Audit Content Analyst Location: [Pune Hybrid Model] Experience Required: 6 months to 1 year in an audit role Educational Qualification: Graduate/Postgraduate in [relevant field, e.g., Accounting, Commerce] Notice Period: 0 to 15 days (Immediate joining preferred) About the Role: We are looking for a meticulous and detail-oriented Audit Content QA Analyst to join our team working on Knowledge Coach software. In this role, you will be responsible for ensuring the quality and accuracy of audit content within the platform. This is a great opportunity for individuals with a foundational audit background to contribute to enhancing software solutions that support professionals in the fiel...

We're seeking someone to join our team as a Director in the Compliance audit team specifically providing coverage for Regulatory compliance supporting Banks The Internal Audit Division (IAD) drives attention and resources to vulnerabilities by providing an independent and well-informed view and impactful messages about the most important risks facing our Firm. This is accomplished by performing a range of assurance activities to independently assess the quality and effectiveness of Morgan Stanley's system of internal control, including risk management and governance systems and processes. IAD serves as an objective and independent function within the Firm's risk management framework to foste...

About the Role: OSTTRA India The Team : OSTTRA is a leader in Post Trade for the Capital Markets within the financial services industry. You will be a part of the Internal Audit team of OSTTRA to perform required and necessary audits for the OSTTRA group of companies. The internal audit function will establish, implement and maintain an annual audit plan to examine and evaluate the adequacy and effectiveness of the systems, internal control mechanisms and arrangements within OSTTRA. The internal audit function is separate and independent of management and of the operations to be audited. The Impact: As an individual contributor, you work closely with the Audit Director and Senior Management....

As an Associate at Morgan Stanley, you will be responsible for providing assurance coverage for application and system infrastructure supporting the Technology Data Management Audit. The Internal Audit Division (IAD) at Morgan Stanley drives attention and resources to vulnerabilities by independently assessing the quality and effectiveness of internal control systems, risk management, and governance processes. **Key Responsibilities:** - Execute a wide range of assurance activities within Finance applications technology space - Understand and adopt new audit tools and techniques - Develop clear and concise messages regarding risk and business impact - Identify and leverage data for analysis ...

As an Director at Morgan Stanley, you will be responsible for providing audit coverage for application and system infrastructure supporting Finance Technology Audit. In this role, you will be part of the Audit division, where you will offer senior management an objective and independent assessment of the Firm's internal control environment for risk management and governance. This Director position belongs to the Technology Audit Job Family. **Role Overview:** - Help identify risk and impact to relevant coverage area to prioritize areas of focus - Execute and lead aspects of assurance activities (e.g., audits, continuous monitoring, closure verification) to assess risk and formulate a view on...

You will be joining the team as an Associate covering Risk Management Capital Planning within the Internal Audit Division (IAD) at Morgan Stanley. IAD focuses on identifying vulnerabilities and providing an independent view of the most critical risks facing the firm. As an Associate, you will be responsible for inspecting controls in front, middle, and back offices to assess the quality and effectiveness of internal control systems. **Role Overview:** The role involves executing a wide range of assurance activities, understanding and adopting new audit tools and techniques, developing clear messages regarding risk and business impact, identifying and leveraging data for analysis, and collabo...

As a Financial Reporting Manager, your role will involve preparing and finalizing financial statements in accordance with Ind AS. You will support month-end and year-end closing activities, ensuring timely closure of quarterly and annual limited review results to comply with SEBI (LODR) regulations. Your responsibilities will also include overseeing Statutory Audits, Risk Assessments, and other compliance reviews. This will involve managing audit coordination and resolving audit observations. Collaborating with statutory and internal auditors for audit planning, execution, and finalization will be crucial, along with managing documentation and audit deliverables. Implementing and monitoring ...

As a Director in the Compliance audit team at Morgan Stanley, you will be responsible for providing an independent and well-informed view of the most critical risks facing the Firm. Your key responsibilities will include: - Assessing the quality and effectiveness of the internal control system, risk management, and governance processes - Inspecting controls in front, middle, and back offices to identify risks and assess the impact on Regulatory Compliance - Prioritizing areas of focus within the Compliance division - Leading assurance activities and facilitating discussions with stakeholders on risk management - Managing multiple deliverables and providing feedback and training for personal ...

As an Associate in the Wealth Management Audit team at Morgan Stanley, your primary role will involve executing various assurance activities to assess risk and evaluate the control environment for Wealth Management business processes. You will be responsible for inspecting controls in front, middle, and back offices, contributing to the firm's risk management framework. **Key Responsibilities:** - Execute a wide range of assurance and oversight activities to identify and assess risks within the Wealth Management area. - Facilitate discussions with stakeholders on risks, their impact, and the effectiveness of management. - Support responses to regulatory requests affecting U.S. Banks. - Assis...

As a Chief Risk Officer (Manager) at our company, you will be responsible for assessing and mitigating risks associated with our operations, ensuring compliance with regulatory standards, and enhancing overall audit processes. Your key responsibilities will include: - **Audit Planning and Reporting:** - Assist in developing annual audit plans based on risk assessments and regulatory requirements. - Prepare and present audit findings, reports, and recommendations to senior management and audit committees. - **Internal Audits:** - Plan and execute internal audits to assess the adequacy and effectiveness of internal controls, policies, and procedures. - Prepare audit reports detailing findings,...

As a Director at Morgan Stanley, you will be responsible for providing assurance coverage for business processes in the Institutional Securities business, specifically focused on the Investment Banking Division (IBD) and Global Capital Markets (GCM). **Role Overview:** You will be part of the Audit division, where you will offer senior management an objective and independent assessment of the Firm's internal control environment for risk management and governance. This Director (P3) level position involves inspecting controls in front, middle, and back offices. **Key Responsibilities:** - Help identify risks and their impact on the Investment Banking and Capital Market business areas to prior...

As a Director at Morgan Stanley, you will be responsible for providing assurance coverage for business processes in the Institutional Securities business, with a focus on the Investment Banking Division (IBD) and Global Capital Markets (GCM). **Role Overview:** You will be a part of the Audit division, which conducts objective and independent assessments of the Firm's internal control environment for risk management and governance. This Director (P3) level position involves inspecting controls in front, middle, and back offices. **Key Responsibilities:** - Identify risks and their impact on the Investment Banking and Capital Markets business areas to prioritize areas of focus - Execute and l...

As an Associate in the U.S. Banks Audit team at Morgan Stanley, you will be responsible for executing various assurance activities to assess risk and evaluate the control environment for the U.S. Banks. Your role will involve performing assurance activities independently to evaluate the quality and effectiveness of internal controls, risk management, and governance systems. You will work within the Business Audit team, inspecting controls in front, middle, and back offices. Key Responsibilities: - Execute a wide range of assurance and oversight activities to identify and assess risks within your coverage area and form a view on the control environment. - Engage with stakeholders to discuss r...

We&aposre seeking someone to join our team as an Director to provide audit coverage for application and system infrastructure supporting Finance Technology Audit. In the Audit division, we provide senior management an objective and independent assessment of the Firm&aposs internal control environment for risk management and governance. This is a Director level position within the Technology Audit Job Family. Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world. What You&aposll Do In The Role Help identify risk and impact to relevant coverage area ...

As a technology auditor at Morgan Stanley, you will be joining our diverse team of audit and assurance professionals to support the Asia Internal Audit team. Your role will involve identifying, assessing, and allocating resources to key technology risks and vulnerabilities by evaluating the adequacy and effectiveness of related controls. In this Director level position within the Internal Audit Department, you will provide senior management with an objective and independent assessment of the Firm's internal control environment for risk management and governance. Your responsibilities will include identifying risks and emerging risks across IT infrastructure and system landscape, leading audi...

Internal Audit - Institutional Securities Audit, Director, India We&aposre seeking someone to join our diverse team of audit and assurance professionals as a business auditor to support the India and Asia Internal Audit team in identifying, assessing and driving resources to areas of key risks and vulnerabilities in the Institutional Securities Group (ISG), through evaluating the adequacy and effectiveness of related controls. In the Audit division, we provide senior management an objective and independent assessment of the Firm&aposs internal control environment for risk management and governance. This is a Director level position within the Internal Audit Department. Since 1935, Morgan Sta...

We are looking for an individual to join our team of audit and assurance professionals as a technology auditor to assist the Asia Internal Audit team in identifying, evaluating, and addressing areas of significant technology risks and vulnerabilities by assessing the adequacy and effectiveness of relevant controls. This role is at the Associate level within the Internal Audit Department at Morgan Stanley. In the Audit division, we offer senior management an impartial and independent evaluation of the Firm's internal control environment for risk management and governance. Morgan Stanley, a global leader in financial services since 1935, operates in over 40 countries worldwide, continuously ev...

Vacancy for CA Articled Trainee at N K R & ASSOCIATES. We are currently seeking 2 CA Articled Trainees for our Hi-Lite Business Park, Calicut office. This is a great opportunity to gain hands-on experience in various aspects of the accounting, taxation, and auditing profession. N K R & Associates was founded in 2012 by CA RAJEENA NK. The firm is dedicated to delivering reliable, ethical, and insightful financial services that empower individuals, businesses, and organizations to thrive. With over 13 years of experience and offices located in Malappuram and Calicut districts, we offer a strong regional presence with comprehensive service offerings. As an Article Trainee in Calicut, you will g...

We&aposre seeking someone to join our team as an Associate or Director to provide assurance coverage for business processes in the area of Institutional Securities, Investment Management, and related Finance, Non-Financial Risk and Operations within the Firm. The Internal Audit Department (IAD) reports directly to the Board Audit Committee, and is an objective and independent function within Morgan Stanley&aposs risk management framework. IAD assists senior management and the Audit Committee of the Board (BAC) in the effective discharge of their legal, fiduciary and oversight responsibilities. Comprises over 400 employees globally. IAD is responsible for providing independent assurance on th...

As an Internal Auditor in the Real Estate sector, you will be responsible for conducting audits, validating financial transactions, and ensuring compliance with internal controls and industry regulations. Your role will involve validating contractor bills, reviewing Work Completion Certificates (WCC), conducting process audits, and performing on-site visits. You will also be required to validate vendor and customer account reconciliations, ensure adherence to RERA regulations, and track project and site inventory. Additionally, you will be responsible for monitoring statutory obligations, auditing office operational expenses, and preparing audit reports with findings and recommendations. To ...

We are seeking someone to join our team as a Director covering Risk Management Capital Planning. The Internal Audit Division (IAD) drives attention and resources to vulnerabilities by providing an independent and well-informed view and impactful messages about the most important risks facing our Firm. This is accomplished by performing a range of assurance activities to independently assess the quality and effectiveness of Morgan Stanley's system of internal control, including risk management and governance systems and processes. IAD serves as an objective and independent function within the Firm's risk management framework to foster continual improvement of risk management processes. This i...

As an Associate or Director at Morgan Stanley, you will be responsible for providing assurance coverage for business processes within the Institutional Securities, Investment Management, and related Finance, Non-Financial Risk, and Operations sectors. The Internal Audit Department (IAD) plays a crucial role in the firm's risk management framework by providing independent assurance on the quality and effectiveness of internal controls, risk management, and governance systems. With over 400 employees globally, IAD assists senior management and the Audit Committee of the Board in fulfilling their legal, fiduciary, and oversight responsibilities. In this role, you will help identify risks and pr...

You will be responsible for preparing and finalizing financial statements in accordance with Ind AS, as well as supporting month-end and year-end closing activities. This includes ensuring timely closure of quarterly and annual limited review results to comply with SEBI (LODR) regulations. You will also oversee Statutory Audits, Risk Assessments, and other compliance reviews, managing audit coordination and resolving audit observations. Collaborating with statutory and internal auditors for audit planning, execution, and finalization will be part of your role, including managing documentation and audit deliverables. Additionally, you will be involved in implementing and monitoring accounting...

Roles and Responsibilities: Execute audit strategy and plan of concurrent audits testing Maintain and update concurrent audit procedures and checklists Ensure timely and quality execution of concurrent audit reviews . Ensure timely completion of Concurrent audit plan. Required Candidate profile Only Mumbai Candidates preferred Strong knowledge of audit principles, standards, methodologies and practices ( internal controls, risk assessment)