39 Audit Principles Jobs

As an Associate covering Risk Management Capital Planning at Morgan Stanley, you will be a part of the Internal Audit Division (IAD) responsible for independently assessing the quality and effectiveness of the firm's system of internal control, including risk management and governance systems and processes. Your role involves performing assurance activities to identify vulnerabilities and provide impactful messages about the most important risks facing the firm. You will be inspecting controls in front, middle, and back offices to drive continual improvement of risk management processes. **Key Responsibilities:** - Execute a wide range of assurance activities such as audits, continuous monit...

As an Associate at Morgan Stanley, you will be responsible for providing assurance coverage for application and system infrastructure supporting the Technology Data Management Audit. The Internal Audit Division (IAD) plays a crucial role in independently assessing the quality and effectiveness of Morgan Stanley's internal control system, including risk management and governance processes. In this role, you will be conducting a range of assurance activities to identify vulnerabilities and risks within the Firm. **Key Responsibilities:** - Execute a wide range of assurance activities within Finance applications technology space (e.g., audits, continuous monitoring, closure verification) with g...

As a Financial Reporting Manager, your role involves preparing and finalizing financial statements in accordance with Ind AS. You will support month-end and year-end closing activities, ensuring timely closure of quarterly and annual limited review results to comply with SEBI (LODR) regulations. Your responsibilities also include overseeing Statutory Audits, Risk Assessments, and other compliance reviews. You will manage audit coordination and resolve audit observations. Collaborating with statutory and internal auditors for audit planning, execution, and finalization is a crucial aspect of your role, along with managing documentation and audit deliverables. Moreover, you will play a key rol...

As a Director in the Technology Audit division at Morgan Stanley, you will be responsible for providing audit coverage for application and system infrastructure supporting Finance Technology Audit. Your role involves assessing risk, formulating views on the control environment, and engaging with stakeholders to manage risks effectively. **Key Responsibilities:** - Help identify risks and prioritize areas of focus within the coverage area - Execute and lead assurance activities such as audits, continuous monitoring, and closure verification - Facilitate conversations with stakeholders on risks and their management in a clear and structured manner - Assist in managing multiple deliverables in ...

As a Director at Morgan Stanley, your role will involve providing assurance coverage for business processes in the Institutional Securities business, with a particular focus on the Institutional Equity Division. You will be part of the Audit division, responsible for assessing the Firm's internal control environment for risk management and governance. This position involves inspecting controls in front, middle, and back offices. **Role Overview:** - You will help identify risks and their impact on the Institutional Equity business area to prioritize areas of focus. - You will execute and lead assurance activities such as audits, continuous monitoring, and closure verification to assess risks...

You will be joining our team at Morgan Stanley as a Director to provide assurance coverage for business processes in the Institutional Securities business, with a specific focus on the Institutional Equity Division. In the Audit division, you will be responsible for conducting objective and independent assessments of the Firm's internal control environment for risk management and governance, overseeing a team of over 600 employees globally. Your role will involve inspecting controls in front, middle, and back offices. **Key Responsibilities:** - Help identify risks and their impact on the Institutional Equity business area to prioritize areas of focus - Execute and lead assurance activities ...

We're seeking someone to join our team as a Director to provide Cyber Security support the Cyber Security Audit team. In the Audit division, we provide senior management an objective and independent assessment of the Firm's internal control environment for risk management and governance . This is an Director level position within our Technical Specialist function, which is responsible for providing extensive subject matter expertise and reinforcing the ability of business and technology audit teams to appropriately assess risk and determine and execute coverage. Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our cl...

Role Overview: You will be responsible for assisting in planning, executing, and reporting internal audits. This includes evaluating the effectiveness of internal controls and compliance with company policies, performing audit testing, preparing working papers, and documenting findings. Additionally, you will identify risks, control gaps, and process improvement opportunities, as well as coordinate with business and finance teams to ensure timely closure of audit observations. Furthermore, you will support management in regulatory and statutory audit activities. Key Responsibilities: - Assist in planning, executing, and reporting internal audits. - Evaluate the effectiveness of internal cont...

We're seeking someone to join our team as a Director to provide Cyber Security support the Cyber Security Audit team. In the Audit division, we provide senior management an objective and independent assessment of the Firm's internal control environment for risk management and governance . This is an Director level position within our Technical Specialist function, which is responsible for providing extensive subject matter expertise and reinforcing the ability of business and technology audit teams to appropriately assess risk and determine and execute coverage. Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our cl...

You will be joining a diverse team of audit and assurance professionals at Morgan Stanley as a Technology Auditor to support the Asia Internal Audit team. Your main responsibilities will include identifying, assessing, and addressing key technology risks and vulnerabilities by evaluating the adequacy and effectiveness of related controls. **Role Overview:** As a Technology Auditor, you will play a crucial role in identifying risk and emerging risk across IT infrastructure and system landscape for assurance coverage. You will lead audit executions, enable the team to deliver high-quality work, and support Asia Technology Audit in designing and implementing coverage strategies that align with ...

We're seeking someone to join our team as a Director to provide assurance coverage for assurance coverage for business processes in the Institutional Securities business and particularly focused on Institutional Equity Division. In the Audit division, we provide senior management an objective and independent assessment of the Firm's internal control environment for risk management and governance. Comprises over 600 employees globally. This is a Director level position within the business audit family responsible for inspecting controls in front, middle and back offices. Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serv...

Position: Audit Content Analyst Location: [Pune Hybrid Model] Experience Required: 6 months to 1 year in an audit role Educational Qualification: Graduate/Postgraduate in [relevant field, e.g., Accounting, Commerce] Notice Period: 0 to 15 days (Immediate joining preferred) About the Role: We are looking for a meticulous and detail-oriented Audit Content QA Analyst to join our team working on Knowledge Coach software. In this role, you will be responsible for ensuring the quality and accuracy of audit content within the platform. This is a great opportunity for individuals with a foundational audit background to contribute to enhancing software solutions that support professionals in the fiel...

Position: Audit Content Analyst Location: [Pune - Hybrid Model] Experience Required: 6 months to 1 year in an audit role Educational Qualification: Graduate/Postgraduate in [relevant field, e.g., Accounting, Commerce] Notice Period: 0 to 15 days (Immediate joining preferred) About the Role: We are looking for a meticulous and detail-oriented Audit Content QA Analyst to join our team working on Knowledge Coach software. In this role, you will be responsible for ensuring the quality and accuracy of audit content within the platform. This is a great opportunity for individuals with a foundational audit background to contribute to enhancing software solutions that support professionals in the fi...

Position: Audit Content Analyst Location: [Pune Hybrid Model] Experience Required: 6 months to 1 year in an audit role Educational Qualification: Graduate/Postgraduate in [relevant field, e.g., Accounting, Commerce] Notice Period: 0 to 15 days (Immediate joining preferred) About the Role: We are looking for a meticulous and detail-oriented Audit Content QA Analyst to join our team working on Knowledge Coach software. In this role, you will be responsible for ensuring the quality and accuracy of audit content within the platform. This is a great opportunity for individuals with a foundational audit background to contribute to enhancing software solutions that support professionals in the fiel...

We're seeking someone to join our team as a Director in the Compliance audit team specifically providing coverage for Regulatory compliance supporting Banks The Internal Audit Division (IAD) drives attention and resources to vulnerabilities by providing an independent and well-informed view and impactful messages about the most important risks facing our Firm. This is accomplished by performing a range of assurance activities to independently assess the quality and effectiveness of Morgan Stanley's system of internal control, including risk management and governance systems and processes. IAD serves as an objective and independent function within the Firm's risk management framework to foste...

About the Role: OSTTRA India The Team : OSTTRA is a leader in Post Trade for the Capital Markets within the financial services industry. You will be a part of the Internal Audit team of OSTTRA to perform required and necessary audits for the OSTTRA group of companies. The internal audit function will establish, implement and maintain an annual audit plan to examine and evaluate the adequacy and effectiveness of the systems, internal control mechanisms and arrangements within OSTTRA. The internal audit function is separate and independent of management and of the operations to be audited. The Impact: As an individual contributor, you work closely with the Audit Director and Senior Management....

As an Associate at Morgan Stanley, you will be responsible for providing assurance coverage for application and system infrastructure supporting the Technology Data Management Audit. The Internal Audit Division (IAD) at Morgan Stanley drives attention and resources to vulnerabilities by independently assessing the quality and effectiveness of internal control systems, risk management, and governance processes. **Key Responsibilities:** - Execute a wide range of assurance activities within Finance applications technology space - Understand and adopt new audit tools and techniques - Develop clear and concise messages regarding risk and business impact - Identify and leverage data for analysis ...

As an Director at Morgan Stanley, you will be responsible for providing audit coverage for application and system infrastructure supporting Finance Technology Audit. In this role, you will be part of the Audit division, where you will offer senior management an objective and independent assessment of the Firm's internal control environment for risk management and governance. This Director position belongs to the Technology Audit Job Family. **Role Overview:** - Help identify risk and impact to relevant coverage area to prioritize areas of focus - Execute and lead aspects of assurance activities (e.g., audits, continuous monitoring, closure verification) to assess risk and formulate a view on...

You will be joining the team as an Associate covering Risk Management Capital Planning within the Internal Audit Division (IAD) at Morgan Stanley. IAD focuses on identifying vulnerabilities and providing an independent view of the most critical risks facing the firm. As an Associate, you will be responsible for inspecting controls in front, middle, and back offices to assess the quality and effectiveness of internal control systems. **Role Overview:** The role involves executing a wide range of assurance activities, understanding and adopting new audit tools and techniques, developing clear messages regarding risk and business impact, identifying and leveraging data for analysis, and collabo...

As a Financial Reporting Manager, your role will involve preparing and finalizing financial statements in accordance with Ind AS. You will support month-end and year-end closing activities, ensuring timely closure of quarterly and annual limited review results to comply with SEBI (LODR) regulations. Your responsibilities will also include overseeing Statutory Audits, Risk Assessments, and other compliance reviews. This will involve managing audit coordination and resolving audit observations. Collaborating with statutory and internal auditors for audit planning, execution, and finalization will be crucial, along with managing documentation and audit deliverables. Implementing and monitoring ...

As a Director in the Compliance audit team at Morgan Stanley, you will be responsible for providing an independent and well-informed view of the most critical risks facing the Firm. Your key responsibilities will include: - Assessing the quality and effectiveness of the internal control system, risk management, and governance processes - Inspecting controls in front, middle, and back offices to identify risks and assess the impact on Regulatory Compliance - Prioritizing areas of focus within the Compliance division - Leading assurance activities and facilitating discussions with stakeholders on risk management - Managing multiple deliverables and providing feedback and training for personal ...

As an Associate in the Wealth Management Audit team at Morgan Stanley, your primary role will involve executing various assurance activities to assess risk and evaluate the control environment for Wealth Management business processes. You will be responsible for inspecting controls in front, middle, and back offices, contributing to the firm's risk management framework. **Key Responsibilities:** - Execute a wide range of assurance and oversight activities to identify and assess risks within the Wealth Management area. - Facilitate discussions with stakeholders on risks, their impact, and the effectiveness of management. - Support responses to regulatory requests affecting U.S. Banks. - Assis...

As a Chief Risk Officer (Manager) at our company, you will be responsible for assessing and mitigating risks associated with our operations, ensuring compliance with regulatory standards, and enhancing overall audit processes. Your key responsibilities will include: - **Audit Planning and Reporting:** - Assist in developing annual audit plans based on risk assessments and regulatory requirements. - Prepare and present audit findings, reports, and recommendations to senior management and audit committees. - **Internal Audits:** - Plan and execute internal audits to assess the adequacy and effectiveness of internal controls, policies, and procedures. - Prepare audit reports detailing findings,...

As a Director at Morgan Stanley, you will be responsible for providing assurance coverage for business processes in the Institutional Securities business, specifically focused on the Investment Banking Division (IBD) and Global Capital Markets (GCM). **Role Overview:** You will be part of the Audit division, where you will offer senior management an objective and independent assessment of the Firm's internal control environment for risk management and governance. This Director (P3) level position involves inspecting controls in front, middle, and back offices. **Key Responsibilities:** - Help identify risks and their impact on the Investment Banking and Capital Market business areas to prior...

As a Director at Morgan Stanley, you will be responsible for providing assurance coverage for business processes in the Institutional Securities business, with a focus on the Investment Banking Division (IBD) and Global Capital Markets (GCM). **Role Overview:** You will be a part of the Audit division, which conducts objective and independent assessments of the Firm's internal control environment for risk management and governance. This Director (P3) level position involves inspecting controls in front, middle, and back offices. **Key Responsibilities:** - Identify risks and their impact on the Investment Banking and Capital Markets business areas to prioritize areas of focus - Execute and l...